1707.01Securities definitions.1707.02Exempt securities.1707.03Exempt transactions.1707.04Issuance of securities in reorganizations.1707.041Control bids made pursuant to tender offer or request or invitation for tenders.1707.042Prohibited acts relating to control bids.1707.043Preventing manipulative practices.1707.05Definitions.1707.051Offerings-securities registration exemption.1707.052Offerings-disclosure to purchasers.1707.053Offerings-certification from purchasers.1707.054Portal operators-license.1707.055Portal operators-prohibited conduct for non-dealer operators.1707.056Portal operators-oversight, purchase limits, and purchaser privacy.1707.057Portal operators-record keeping requirements.1707.058Issuers-disqualification from registration exemption.1707.06Transactions requiring registration.1707.08Registration by description.1707.09Registration by qualification.1707.091Registration by coordination.1707.092Notice filings.1707.093Electronic filings.1707.10Provisional registration by qualification.1707.11Consent to service.1707.12Documents open to inspection.1707.13Suspension and revocation of registration.1707.131Refusing registration.1707.14Dealer's license.1707.141Investment adviser's license required - exceptions - notice filing requirement.1707.142Compliance with federal laws - federal documents to be filed with division.1707.15Applying for dealer's license.1707.151Application for and issuance of investment adviser's license.1707.16Application for and issuance of salesperson's license.1707.161Investment adviser representative's license required - exceptions - application for and issuance of investment adviser representative's license.1707.162State retirement system investment adviser license required.1707.163Application for and issuance of state retirement system investment adviser license.1707.164Bureau chief investment officer - securities license required.1707.165Application for bureau chief investment officer - investigation - examination.1707.17Renewal - license fees.1707.18Application for transfer of license.1707.19Refusal, suspension, and revocation of license.1707.20Adopting, amending, and rescinding rules, forms, and orders.1707.201Federal provisions.1707.21Registration statement may be filed with securities and exchange commission.1707.22Appeals - effect of order.1707.23Division of securities - enforcement powers.1707.24Contempt proceedings.1707.25Injunction against issuance, sale, acting as an investment adviser or acting as an investment adviser representative.1707.26Injunction against violations.1707.261Director's request for restitution or rescission.1707.27Appointment of receiver.1707.28Statute of limitations.1707.29Presumption of knowledge.1707.30Certificate of division as evidence.1707.31Certified copies as evidence.1707.32Insurance securities.1707.34Warehouse receipts for intoxicating liquor.1707.35Securities authorized before July 22, 1929.1707.36Attorney-inspector - control-bid attorneys.1707.37Division of securities fund.1707.38Effect of violation on validity of security.1707.39Qualification of securities sold without compliance.1707.391Late applications.1707.40Civil liabilities.1707.41Civil liability of seller for fraud.1707.42Civil liability of adviser.1707.43Remedies of purchaser in unlawful sale.1707.431Claiming exemption for publicly advertised meeting.1707.44Prohibited acts.1707.45Burden of proof.1707.46Duties of commissioner of securities.1707.47Ohio investor recovery fund.1707.471Restitution assistance awards from Ohio investor recovery fund.1707.48Division of securities to retain documents and records or copies.1707.49Reporting elder financial exploitation.1707.50Violations, penalties, and private rights of action.1707.99Penalty.