Securities | Midpage1707.01Securities definitions1707.02Exempt securities1707.03Exempt transactions1707.04Issuance of securities in reorganizations1707.041Control bids made pursuant to tender offer or request or invitation for tenders1707.042Prohibited acts relating to control bids1707.043Preventing manipulative practices1707.05Definitions1707.051Offerings-securities registration exemption1707.052Offerings-disclosure to purchasers1707.053Offerings-certification from purchasers1707.054Portal operators-license1707.055Portal operators-prohibited conduct for non-dealer operators1707.056Portal operators-oversight, purchase limits, and purchaser privacy1707.057Portal operators-record keeping requirements1707.058Issuers-disqualification from registration exemption1707.06Transactions requiring registration1707.08Registration by description1707.09Registration by qualification1707.091Registration by coordination1707.092Notice filings1707.093Electronic filings1707.10Provisional registration by qualification1707.11Consent to service1707.12Documents open to inspection1707.13Suspension and revocation of registration1707.131Refusing registration1707.14Dealer's license1707.141Investment adviser's license required - exceptions - notice filing requirement1707.142Compliance with federal laws - federal documents to be filed with division1707.15Applying for dealer's license1707.151Application for and issuance of investment adviser's license1707.16Application for and issuance of salesperson's license1707.161Investment adviser representative's license required - exceptions - application for and issuance of investment adviser representative's license1707.162State retirement system investment adviser license required1707.163Application for and issuance of state retirement system investment adviser license1707.164Bureau chief investment officer - securities license required1707.165Application for bureau chief investment officer - investigation - examination1707.17Renewal - license fees1707.18Application for transfer of license1707.19Refusal, suspension, and revocation of license1707.20Adopting, amending, and rescinding rules, forms, and orders1707.201Federal provisions1707.21Registration statement may be filed with securities and exchange commission1707.22Appeals - effect of order1707.23Division of securities - enforcement powers1707.24Contempt proceedings1707.25Injunction against issuance, sale, acting as an investment adviser or acting as an investment adviser representative1707.26Injunction against violations1707.261Director's request for restitution or rescission1707.27Appointment of receiver1707.28Statute of limitations1707.29Presumption of knowledge1707.30Certificate of division as evidence1707.31Certified copies as evidence1707.32Insurance securities1707.34Warehouse receipts for intoxicating liquor1707.35Securities authorized before July 22, 19291707.36Attorney-inspector - control-bid attorneys1707.37Division of securities fund1707.38Effect of violation on validity of security1707.39Qualification of securities sold without compliance1707.391Late applications1707.40Civil liabilities1707.41Civil liability of seller for fraud1707.42Civil liability of adviser1707.43Remedies of purchaser in unlawful sale1707.431Claiming exemption for publicly advertised meeting1707.44Prohibited acts1707.45Burden of proof1707.46Duties of commissioner of securities1707.47Ohio investor recovery fund1707.471Restitution assistance awards from Ohio investor recovery fund1707.48Division of securities to retain documents and records or copies1707.49Reporting elder financial exploitation1707.50Violations, penalties, and private rights of action1707.99Penalty