N.Y. Comp. Codes R. & Regs. tit. 3, § 5.5 – Compliance with laws and regulations. | Midpage
§ 5.5
N.Y. Comp. Codes R. & Regs. tit. 3, § 5.5
Compliance with laws and regulations.
Banking
Coincidental with the reports issued pursuant to section 5.3 of this Part, management shall assert its compliance with applicable laws and regulations.