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Insider Transactions | Midpage
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New York Codes, Rules and Regulations
Title 3
Chapter I
Part 11
Insider Transactions
Banking
11.1
Definitions.
11.2
Violations; unauthorized and unsafe banking practices.
11.3
Approval and disclosure of insider transactions.
11.4
Aggregation of insider transactions.
11.5
Information pertaining to insider transactions; files.
11.6
Discovery of insider relationship.
11.7
Knowledge of proposed insider transaction.
11.8
Action by executive or other committee of bank.
11.9
Compliance with other laws and regulations.