N.D. Admin. Code ch. 13-03-22 – Investment Activities | Midpage

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North Dakota Administrative Code

Chapter 13-03-22

N.D. Admin. Code ch. 13-03-22

Investment Activities

Department of Financial Institutions

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13-03-22-01Definitions 13-03-22-02Permissible Investments 13-03-22-03Prohibited Investments 13-03-22-04Permissible Investment Activities 13-03-22-05Prohibited Investment Activities - Adjusted Trading or Short Sales 13-03-22-06Investment Policies 13-03-22-07Recordkeeping and Documentation Requirements 13-03-22-08Discretionary Control Over Investments 13-03-22-09Credit Analysis Required 13-03-22-10Notice of Noncompliant Investments 13-03-22-11Broker-Dealers 13-03-22-12Safekeeping of Investments 13-03-22-13Valuing Securities 13-03-22-14Monitoring Securities 13-03-22-15Application Required 13-03-22-16Derivatives 13-03-22-17Charitable Donation Accounts