Section .2100 – Rules for Local Public Offerings (Lpo) | Midpage

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North Carolina Administrative Code

§ 2100

Section .2100 – Rules for Local Public Offerings (Lpo)

.2101Purpose .2102Scope .2103Definitions .2104Lpo Limitations .2105Mandatory Conference .2106FILING REQUIREMENTS FOR lpo .2107Contents of Form Nce-lpo .2108Additional Legend Requirement for Disclosure Document .2109Escrow Provisions .2110Optional Use of Internet by an Issuer of an Lpo .2111General Solicitation and Advertising Filing Requirements .2112General Solicitation and Advertising for Which Filing Is Required .2113General Solicitation and Advertising for Which Filing Is Not Required .2114Unacceptable General Solicitation and Advertising .2115Administrator Advisory Review of General Solicitation and Advertising Materials .2116Recordkeeping Requirements .2117Prohibited Lpo Issuer Businesses .2118ADMINISTRATOR MAY Consider CERTAIN OTHER business structures .2119Review OF THE ISSUER BUSINESS STrUCTURE .2120Sunset Provision