18 NCAC 06A – Subchapter 06a – Recodified Rules | Midpage

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North Carolina Administrative Code

Subchapter A

18 NCAC 06A

Subchapter 06a – Recodified Rules

0100Section .0100 - General Provisions 0200Section .0200 - Registration of Dealers and Salesmen 0300Section .0300 - Securities of Dealer 0400Section .0400 - Registration of Securities 0500Section .0500 - Exemptions 0600Section .0600 - General Registration Requirements Additional: Registration 0700Section .0700 - Securities of Insurance Companies and Limited Partnerships 0800Section .0800 - Escrow Agreements 0900Section .0900 - Oil and Gas Drillings 1000Section .1000 - Application to Exchange Securities 1100section .1100 - GENERAL PROVISIONS 1200Section .1200 - Exemptions 1300Section .1300 - Registration of Securities 1400section .1400 - REGISTRATION OF DEALERS AND SALESMEN 1500Section .1500 - Miscellaneous Provisions 1600Section .1600 - Registration of Qualified Businesses 1700Section .1700 - Registration of Investment Advisers and Investment Adviser Representatives 1800Section .1800 - Miscellaneous Provisions - Investment Advisers 1900Section .1900 - Registration of Athlete Agents 2000Section .2000 – Invest Nc Exemption (Crowdfunding)2100Section .2100 – Rules for Local Public Offerings (Lpo)