An issuer and persons acting on behalf of the issuer may communicate with prospective investors and investors about the terms of the securities offering if:

1. (1) effected through communication channels provided by the issuer, funding portal, or registered dealer on their platforms;
2. (2) the issuer identifies itself as the issuer in all communications; and
3. (3) persons acting on behalf of the issuer identify their names, titles, and affiliation with the issuer in all communications.

History Note: Authority G.S. 78A-17.1(a)(5); 78A-17.1(f); 78A-49(a); 78A-49(d); 78A-64; S.L. 2016-103, s.4.(a);
Eff. April 1, 2017.