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Mississippi Administrative Code
Title 1
54
Part 14
Chapter 6
1 Miss. Code R. 14-6
Investment Advisers
SECRETARY OF STATE
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6.01
Definitions
6.03
Electronic Filing with Designated Entity
6.05
Application for Investment Adviser Registration
6.07
Bonding Requirements for Investment Advisers
6.09
Minimum Financial Requirements for Investment Advisers
6.11
Financial Reporting for Investment Advisers
6.12
Investment Adviser Representative
6.13
Investment Adviser Representative
6.14
Investment Adviser Representative Continuing Education
6.15
Notice Filing Requirements for Federal Covered Advisers
6.17
Change of Material Information; Amendment
6.19
Record Keeping Requirements for Investment Advisers
6.21
Segregated Accounts
6.23
Compliance-Supervision
6.25
Standards of Conduct
6.27
Commingling of Accounts Prohibited
6.29
Brochure Rule
6.31
Solicitor Rule
6.33
Reserved
6.35
Custody of Client Funds or Securities by Investment Advisers