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MPEP Subject Matter Index (R) – Subject Matter Index | Midpage
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Manual of Patent Examining Procedure (MPEP)
Chapter MPEP
§ R
MPEP Subject Matter Index (R)
Subject Matter Index
Published Nov 1, 2013
United States Patent and Trademark Office
Viewing an earlier, undated version
View current
Ranges
Anticipation of
2131.03
Obviousness of
2144.05
Ratification of papers filed
Death of attorney
406
Death of inventor
409.01(a)
;
409.01(b)
Signature improper or lacking
714.01(a)
Real party in interest
1205
;
1207.02
In
inter partes
reexamination
2677
Reasons for allowance
1302.14
Amendments after final rejection
714.13
Appeal record
1213
Applicant’s comments on
1302.14
Claim narrowing
1302.14
Comments on,
ex parte
reexamination
2287
Comments on,
inter partes
reexamination
2687.01
Estoppel effect
1302.14
Failure of applicant to comment on
1302.14
Patent Cooperation Treaty application
1845.01
;
1878.01
Presumption of acquiescence by applicant
1302.14
Reexamination
Ex parte
2262
;
2287
Inter partes
2687
Rebuttal brief in
inter partes
reexamination appeal
2678
;
2679
Refused entry
2679
Recapture
Claimed subject matter
706.02(l)(1)
;
1412.02
Matter in reissue
1412.02
Of patent rights
Disclaimed by filing a disclaimer
1490
Waived when SIR published
1111
Receipt of mail and papers
500
Depositing correspondence
502
Entry of amendments
714.18
Filing receipt
503
Office date stamp
505
Period for reply
710.01(a)
Receiving Office PCT procedure
1801
International Bureau
1805
Reciprocal security agreements
120
Reclassification
Classes
903.02(a)
Patents
903.05
Subclasses
903.02(c)
Reconsideration in
ex parte
reexamination
2269
Reconsideration of abandonment
711.03
;
711.03(c)
Based on insufficient reply
711.03(a)
Based on failure to reply within period
711.03(b)
Record of interview
713.01
;
713.04
Record room (
See
File Information Unit (Record Room)
)
Record system for reexamination
Ex parte
2235
Inter partes
2635
Recording assignment
301
;
302
;
317
Recording change of business name
314
Recording government interests
302
;
302.07
Recording of joint research agreement
302
;
302.07
Recording license agreement
302.07
;
313
Recording of other documents
313
-
317
Recording security interest
313
Redacted publication of an application
502.05
;
1132
Reduction to practice
715.07
;
2133.03(c)
;
2133.03(e)(3)
;
2138.01
;
2138.05
Reexamination,
Ex parte
2200
Access to file
103
;
724.04(c)
;
2209
;
2232
Action following Board decision
2278
Address of patent owner
2222
Admissions
2217
;
2258
Affidavits
2216
;
2217
;
2258
;
2265
After final practice
2272
Amendment
714
;
2234
;
2250
;
2295
Abstract
2287
After final rejection
2272
Examiner’s
2287
Filed with request
2221
Improper
2250
In a merged reissue/
ex parte
reexamination
2285
Prior reexamination certificate issued
2250
;
2295
Provisions of Rule 1.312 do not apply
2287
Reissue patent issued
2250
Ancillary issues
2217
;
2258
Appeal
2273
Appeal brief
2274
Appeals to courts
1216
;
1216.01
;
2279
Application file location
2635
Assignment
301
To an examiner
2236
;
2248
;
2255
;
2285
Attorney or agent
2213
Name on certificate
2287
Basic characteristics
2209
Certificate of
2288
;
2294
Reissue patent as
2290
;
2294
Certificate attached to patent copy
2292
Certificate distribution
2292
Certificate format
2290
Certificate of mailing or transmission
2224
Certificate of prior reexamination in later request
2214
;
2219
Certificate of service
2220
Certified copy
2232
Citation of prior art
2202
After first office action
2271
Claim for
Official Gazette
2287
Claim, multiple dependent, preparation for publishing
2287
Claim numbering
2250
Claims considered
2243
;
2258
Claims invalid/unenforceable
2286
Claims presented for interference
2284
;
2304.02
Clerical handling
2270
Collateral estoppel
2259
Comments on "Statement of Reasons for Patentability and/or Confirmation"
2287
Conclusion
2287
Concurrent proceedings
2282
-
2686
Conduct of proceedings
2254
Consideration of responses
2252
;
2253
;
2271
;
2272
Consolidated proceedings
2283
Constructive notice to patent owner
2230
Content of request
2214
Copending proceedings
2283
-
2686
Copy of patent in request
2219
Double column format
2214
;
2219
Copying of file
2232
Correction of inventorship
2250.02
;
2258
Correction of request
2231
Correspondence
2224
Criteria for deciding request
2242
Decision of Patent Trial and Appeal Board
2277
Decision on request
2240
Decision ordering reexamination
2246
Decision processing
2245
Defective submission
2266.02
Denied
2240
;
2247
;
2247.01
Dependent claim treatment
2260.01
Director’s initiative
2239
Domestic priority
2258
Double correspondence
2224
Double patenting
804
;
2258
Drawing correction
2250.01
Duty of disclosure
2003.01
;
2280
Electronic copy
2209
;
2232
Entry of amendments
2234
;
2270
Entry of court decisions in patent file
2207
Examiner
2236
;
2248
;
2255
Deposition
1701.01
Examiner’s amendment
2287
Examiner’s answer
2275
Expiration of patent
2211
;
2250
Explanation of prior art
2217
Extension of time
2265
Failure to timely reply to Office action
2266
Fees
2215
;
2233
;
2283
;
2285
Final action
706.07(a)
;
2265
;
2271
Flowchart
2201
Following supplemental examination
2818.01
Foreign priority
2258
Forms
2296
Granted
2246
;
2247.01
Grounds of rejection
2217
Identity of requester
2212
Inappropriate papers
2267
Return of papers
2267
Incomplete reques
2227
Informal submission
2266.02
Initial processing
2226
Inquiries from persons other than the Patent Owner
2212.01
Interference copending
2284
Intervening rights
2293
Interviews in
2281
Introduction
2201
Listing of prior art
2257
Litigation copending
2286
Litigation review
2240
;
2287
Mailing of Office actions
2264
Merger
2236
;
2237
;
2241
;
2250
;
2283
;
2285
;
2686.01
Merger with reissue proceedings
1449.01
Multiple dependent claim handling, preparation for publishing
2287
New matter
2270
NIRC (
See
Form letters and forms: Notice of Intent to Issue Ex Parte Reexamination Certificate (NIRC) PTOL-469
)
Notification of Concurrent Proceedings
2282
;
2286.01
Of a reexamination
2295
Office action
2260
;
2262
Official Gazette
Notice of certificate
2291
Notice of request
2229
"Old art" (i.e., previously considered/cited)
2242
;
2258.01
Oral hearing
2276
Orders for copies of
2232
Patent copy in request
2219
Double column format
2214
;
2219
Patent owner’s address
2222
Patent owner’s statement
2249
Patent owner’s statement of interview
2281
Patentability review conference
2271
;
2271.01
;
2287
Petition
1002.02(b)
Correct inventorship
2250.02
Denial of request
1002.02(c)
;
2248
;
2265
For entry of late papers (revival of terminated proceedings)
2268
Merge proceedings
2283
;
2285
Reconsideration of refusal to revive
2268
Stay proceedings pending interference
2284
Stay proceedings pending reissue
2285
Unavoidable delay
2268
Unintentional delay
2268
Vacate order granting request
2246
Waive time provisions
2265
Power of attorney, withdrawal
2223
Preprocessing staff
2226
;
2229
;
2232
;
2239
Printing of certificate
2288
Prior art
2218
Prior art considered
2244
;
2256
Prior art previously cited/considered
2242
;
2258.01
Proceedings
2209
Processing in Central Reexamination Unit and Technology Center
2233
;
2245
Clerical handling
2270
Project code
2238
Public access
103
;
2232
Quality Assurance Specialist (QAS)
2212.01
;
2233
;
2236
;
2246
;
2270
;
2281
;
2285
;
2286
;
2287
;
2289
;
2294
;
2295
Quality review
2289
Reasons for patentability and/or confirmation
2262
;
2287
Reconsideration of Office action
2269
Record system
2235
Refund if request denied
2247
;
2248
Reissue copending
1449.01
;
2285
Rejections
2242
;
2258
;
2259
;
2260
;
2262
;
2271
Using "old art"
2258.01
Reminders
2287
Reply by third party requester
2251
;
2253
Period for reply cannot be extended
2265
Reports
2235
Representative of requester
2213
Request
2210
After reissue patent issues
2240
;
2258
;
2285
After first reexamination certificate issues
2294
Content
2214
Correction processing
2231
Decision
2240
;
2247.01
Decision criteria
2242
Denied
2247
;
2247.01
After reissue patent issues
2240
During interference
2284
Facsimile submission not permitted
502.01
;
2224
Filing address
2224
Granted
2246
;
2247.01
Guidelines
2242
"Old art" (previously considered art) involved
2242
;
2258.01
Response to Office action
2266
Restriction improper
2258
Review
2289
Sample letter requesting reexamination
2214
Scope
2258
Search
2244
;
2258.01
Second or subsequent request
2240
;
2283
Prior art considered
2240
;
2242
Service by patent owner on requestor of patent owner statement
2249
Service of papers
2220
;
2266
;
2266.02
;
2266.03
Special status for action
2261
Statement applying prior art
2217
Statement by owner
2249
Statement of Reasons for Patentability and/or Confirmation
2287
Statutory basis
2201
Stay
2263
;
2283
;
2286
Submission defective or informal
2266.02
After final
2272
Submission not fully responsive
2266.01
After final
2272
Substantial new question of patentability
2201
;
2214
;
2216
;
2240
;
2242
;
2244
;
2246
;
2247
Using "old art"
2242
;
2258.01
"Sufficient cause" for extension of time
2265
Suspension
2283
;
2285
Terminated
2294
Terminated files
2294
Tickler reports
2235
Time for request decision
2241
Time for requesting
2211
Time for response to actions
2263
Time reporting
2238
Title report
320
;
2287
Transfer
2237
Translation required
2214
;
2218
Untimely filed paper prior to order
2225
Untimely filed papers
2267
Untimely replies
2252
Use of transmittal form (PTOL-465)
2246
;
2247
;
2262
;
2264
Vacated
2210
;
2215
;
2242
;
2246
;
2250.02
;
2286
;
2294
Vacated, claims invalid/unenforceable
2210
;
2286
Who may file request for
2212
Withdrawal of attorney during
402.06
;
2223
Withdrawal of power of attorney
2223
Reexamination,
Inter partes
(
See also
Reexamination, Ex Parte
)
2600
Access by public
103
;
724.04(c)
;
2609
;
2632
Action closing prosecution (ACP)
2660
;
2666.05
;
2666.10
;
2667
;
2660
;
2666.05
;
2671.03
;
2673.02
;
2682
Content
2671.02
Premature
2672
Response to
2672
Affidavits
2658
;
2666
;
2675
;
2677
Amendment by patent owner
After a new ground of rejection is issued by the Board
2682
After Action Closing Prosecution (ACP)
2671
;
2672
;
2673
After expiration of the patent
2666.01
After Notice of Intent to Issue
Inter Partes
Reexamination Certificate (NIRC)
2687.01
After Right of Appeal Notice (RAN)
2673
;
2673.02
;
2675
Claims
2666.01
Defective
2666.50
;
2666.60
;
2667
Dependent claim
2660.03
Drawings
2666.02
Entry
2670
In a merged reexamination proceedings
2670
;
2686.01
;
2686.03
Of a reissued patent
2686.03
Title
2660.02
To provoke an interference
2686.02
Unsigned
2666.50
Appeal (i.e., Appellant) Brief
2675
Defective
2675
;
2675.02
Appeal Conference
2676
;
2677
Appeal to the Patent Trial and Appeal Board
2674
-
2680
Flowchart
2601.01
Appeal to the Court of Appeals for the Federal Circuit
2682
;
2683
Appeal to the U.S. District Court for the District of Columbia not available
2683
Appellant defined
2674
Assignment to examiner
2636
;
2648
;
2655
Certificate of
inter partes
reexamination
2688
;
2690
;
2694
Distribution
2692
Format
2690
Reissue patent as
2688
;
2694
Certificate of service
2666.06
Certificate of mailing or transmission
2624
;
2665
;
2666
;
2666.05
Certificate of prior reexamination in later request
2214
;
2219
Clerical handling
2670
Collateral estoppel
2659
Comments on Statement of Reasons for Patentability and/or Confirmation
2687.01
Comments by third party (
See
Reexamination, Inter partes: Response by third party
)
Concurrent proceedings
2282
;
2686
Consolidated proceedings
2686.05
Constructive notice of
2630
;
2654
Copending proceedings
2282
;
2686
Copying of the file by the public
2632
Correction of inventorship
2658
;
2666.03
Correspondence
2624
Court of Appeals for the Federal Circuit
2682
;
2683
Court ordered
2686.04
Cross appeal to the Patent Trial and Appeal Board
2674
Cross appeal to the Federal Circuit
2683
Decision by the Patent Trial and Appeal Board
2681
;
2682
Decision on the request for
inter partes
reexamination
2640
;
2641
After Court decision
2686.04
Content
2646
Criteria for deciding
2642
Deadline for mailing
2641
Denial
2640
;
2647
;
2647.01
;
2648
;
2694
Grant
2640
"Old art" (previously considered art) used
2642
Processing
2647
;
2647.01
;
2648
Prior art available
2644
Reissue about to issue
2686.03
Dependent claim treatment
2660.03
Determining if a reexamination was filed for a patent
2632.01
Domestic priority
2658
Drawings
2666.02
Duty of disclosure
2003.01
;
2684
Electronic copy
2609
;
2632
Enlarging claim scope prohibited
2658
;
2666.01
Estoppel, Collateral
2659
Examination scope
2658
;
2671.01
;
2671.02
Examiner consultation with a Reexamination Legal Advisor (RLA)
After response by parties
2671
Before appeal
2676
In merged reexamination proceedings
2686.01
Regarding multiple reexamination requests
2686.01
Review of Rebuttal Briefs
2679
Examiner’s Amendment
Canceling rejected claims
2671
;
2687
Correcting formal matters
2687
;
2687.01
In merged reissue/reexamination
2686.03
Not permitted if approval required
2687.01
To the Title
2660.02
;
2686.03
;
2687
Examiner’s Answer
2677
Expedited Right of Appeal Notice
2671
;
2673.02
Extensions of time
2665
After Action Closing Prosecution
2672
To amend the claims after a Board decision containing a new ground of rejection
2682
To appeal to the Court of Appeals for the Federal Circuit
2682
To complete a reply held non-responsive
2660.30
To petition denial of the Request
2648
;
2665
Facsimile transmission, correspondence by
2624
Fees
2634
For a copy of the file on CD
2632
Refund
2647
;
2648
Final Board decision
2681
;
2682
Filing date
2627
Flowcharts
2601.01
Foreign priority
2658
Forms listed
2696
Fraud
2684
Improper comments
2667
Inappropriate papers
2667
Incorporation by reference in Examiner’s Answer
2677
Interference copending
2686
;
2686.02
Intervening rights
2693
Interviews in a merged reexamination/reissue
2686.03
Interviews not permitted
2666.30
;
2685
;
2687
Litigation concurrent
2640
;
2681
;
2686
;
2686.04
Litigation search
2686.04
Litigation stayed
2686.04
Merger of multiple requests for reexamination
2686.01
Merger of reissue and
inter partes
reexamination
2686.03
Multiple requests for reexamination filed
2640
;
2686
;
2686.01
;
2695
New grounds for rejection
2671.01
By the Board of Appeals
2681
;
2682
New matter
2671.01
;
2671.02
NIRC (
See
Form letters and forms: Notice of Intent to Issue Inter Partes Reexamination Certificate (NIRC) PTOL 2068
)
Non-final Board decision
2681
Non-responsive reply by patent owner/third party
2666.30
;
2666.50
Notice of appeal
2662
;
2674
;
2674.01
Premature
2667
Notice of cross appeal
2662
;
2674
;
2674.01
Notice of
Inter Partes
Request for Reexamination in the
Official Gazette
2627
Notice of
Inter Partes
Reexamination Certificate Issuance in the
Official Gazette
2688
;
2691
Office action
2660
;
2671
Not closing prosecution
2671.01
Reopening prosecution after ACP
2673
;
2673.01
Reopening prosecution after Examiner’s Answer
2679
Reopening prosecution after RAN
2676
;
2677
Oral hearing
2662
;
2675
;
2677
;
2680
Open to public
2680
Order granting
inter partes
reexamination
2646
;
2660
Returned as undelivered
2654
Oversight
2689
Panel Review
2671.03
Petition
1002.02(b)
Board decision
2681
Consideration of submissions after NIRC
2687.01
Correct inventorship
2658
;
2666.03
Denial of request for
inter partes
reexamination
1002.02(c)
;
2647
;
2648
Entry of late papers for revival of reexamination proceeding
2668
Enter an amendment after RAN
2672
;
2673.02
;
2675
For an interview in a merged reexamination/reissue
2686.03
Merge
inter partes
reexamination and reissue
1002.02(b)
;
2667
;
2686.03
Premature Action Closing Prosecution
2672
Reopen prosecution after Board decision
2682
Suspend second or subsequent requests
2640
Stay reexamination
2667
;
2686.02
;
2686.03
Unavoidable delay
2668
Unintentional delay
2668
Vacate order granting
inter partes
reexamination
2646
Waive time provisions
2648
;
2668
;
2672
Premature response/comments
2625
;
2667
Prior art citation
2602
;
2646
;
2654
;
2656
;
2657
After the order to reexamine
2602
;
2667
After a Notice of Intent to Issue
Inter Partes
Reexamination Certificate issues
2687.01
Before the first Office action
2625
Before the order to reexamine
2602
;
2654
By another requestor
2656
By the patent owner
2656
Storage area
2667
With the Request
2656
With third party’s comments
2666.05
;
2667
Priority Express Mail procedure
2624
;
2665
;
2666
;
2666.05
Processing
2670
After a decision by the Board
2682
Amendment
2666.01
;
2670
;
2687
Clerical
2670
Examiner’s Answer
2677
Inappropriate papers
2667
Merger of multiple reexamination requests
2686.01
Merger of reissue and
inter partes
reexamination
2686.03
Terminated
inter partes
reexamination
2694
Proof of service (
See
Reexamination, Inter partes: Service of papers
)
Public access
103
;
2609
;
2632
Publication
2687
Publication of Board decision
2681
RAN (
See
Reexamination, Inter partes: Right of Appeal Notice (RAN)
)
Real party in interest identification
2677
Reasons for Patentability and/or Confirmation
2687
Rebuttal Brief
2678
;
2679
Refused entry
2679
Records
2635
Reissue copending
1449.01
;
2643
;
2686
;
2686.03
Reissue previously issued
2640
;
2686
Remand by the Board of Appeals
2681
;
2682
Reopening prosecution after an Action Closing Prosecution (ACP)
2673
;
2673.01
Reopening prosecution after a Board decision
2682
Representative of requestor
2613
Request for extension of time
2665
Request for reconsideration by patent owner
2666
Request for
inter partes
reexamination
Claims considered
2643
Denied
2640
;
2647
Facsimile transmission not permitted
502.01
;
2624
Filed after reissue issued
2658
Filed while interference pending
2686.02
Filing address
2624
Granted
2640
Incomplete
2627
Second or subsequent filed
2640
;
2686.01
Request for Rehearing by the Board
2682
;
2683
Res judicata
2659
Respondent Brief
2675.01
Defective
2675.01
;
2675.02
Respondent defined
2674
Response by patent owner
2666
After Action Closing Prosecution
2671
;
2672
Defective
2666.30
;
2666.40
;
2667
Improper comments
2667
Late (
See also
Reexamination, Inter partes: Time periods for response
)
2667
;
2668
No proof of service
2667
No response filed
2666.10
;
2671
;
2671.01
;
2671.02
Not fully responsive
2666.30
;
2671
Person not of record
2666.50
Premature
2625
;
2667
To Notice of Defective Paper
2666.40
;
2666.60
To Office action
2666
;
2666.30
Too long
2667
Unsigned
2666.50
;
2667
Response by third party
After Action Closing Prosecution
2671
;
2672
After patent owner corrects defect
2666.40
Comments regarding response by patent owner
2666.05
;
2666.20
;
2666.30
Defective
2666.50
;
2667
Improper comments
2666.05
;
2667
;
2671
Late (
See also
Reexamination, Inter partes: Time periods for response
)
2667
;
2668
No proof of service
2667
No response filed
2666.20
;
2671
Other than third party requester
2667
Period for response
2666.05
;
2666.20
Person not of record
2666.50
Premature comments
2625
;
2667
Premature appeal
2667
Prior art submission with
2666.05
;
2667
Too long
2667
Unsigned
2666.50
;
2667
Review
2689
Right of Appeal Notice (RAN)
2666.05
;
2666.10
;
2667
;
2671
-
2674
;
2677
Content
2673.02
Scanning
2632
Scope of examination
2658
;
2671.01
;
2671.02
Service of papers
2666.06
Certificate of
2666.06
Proof of service
2666.06
;
2666.50
;
2667
To patent owner
2654
;
2666.05
To third party requestor
2654
;
2666
;
2666.05
Special Status
2661
Stayed pending litigation outcome
2686.04
Stayed pending reissue outcome
2686.03
Submissions prior to the first Office action
2625
Substantial new question of patentability
2640
;
2246
;
2642
-
2647
;
2648
;
2658
;
2686.01
;
2686.04
‘Sufficient cause’ for extension of time
2665
Suspension of requests for
inter partes
reexamination
2640
;
2686.01
Terminated
2694
Third party requestor (
See
Reexamination, Inter partes: Response by third party
)
Time periods after appeal for filing:
Amendment after Board decision containing a new ground for rejection
2682
Notice of Appeal in the Federal Circuit
2682
Notice of Cross Appeal in the Federal Circuit
2683
Request for Rehearing
2682
Time periods during appeal for filing:
Appeal (i.e., Appellant) Brief
2675
Corrected/Supplemental Appellant Brief
2675
;
2675.02
Corrected/Supplemental Respondent Brief
2675.01
;
2675.02
Corrected/Supplemental Rebuttal Brief
2679
Notice of Appeal
2674
Notice of Cross Appeal
2674
;
2674.01
Rebuttal Brief
2678
Request for Oral Hearing
2680
Respondent Brief
2675.01
Time periods for response
2662
After Action Closing Prosecution
2672
After defective submission
2666.30
;
2666.50
;
2666.60
After Office action
2662
;
2665
;
2667
To make claims the same in each concurrent reexamination
2686.01
Time reporting by Office personnel
2638
For a Panel Review
2671.03
Title
2660.02
Unpublished legal opinions
2677
Reexamination Legal Advisor (RLA)
2641
;
2667
;
2671
;
2676
;
2677
;
2686.03
;
2686.04
Reexamination Processing System (REPS)
103
;
2632
Reference (
See also
Prior art
)
A.I. Series patent
901.04
A.P.C. publication
901.06(c)
Abandoned application
901.02
;
2127
;
2134
Abbreviatures
901.06(d)
Abstracts
706.02
;
901.06(d)
Additional
707.05(d)
Admissions
2129
Analogous art
904.01(c)
;
2141.01(a)
;
2143.01
;
2145
Antedating (
See
Affidavit of prior invention to overcome a pre-AIA 35 U.S.C. 102 or 103 rejection (37 CFR 1.131)
)
Applications, domestic and foreign
2127
Applying reference under AIA 35 U.S.C. 102(a) and (b)
2152
Applying reference under pre-AIA 35 U.S.C. 102(e)
706.02(f)(1)
Arrangement in Examiner’s Search files
901.07
As evidence of inherency
2131.01
As evidence in multiple reference, pre-AIA 35 U.S.C. 102 rejection
2131.01
Assigned application as
804.03
Availability
2128
Between applicant’s priority date and U.S. filing date
216
;
706.02(b)
Borrowing from Technology Center
901.08
Citation
707.05
-
707.05(g)
;
901.04
;
901.05(a)
After allowance
1302.12
;
1308.01
After appeal
1207.02
;
1207.03
;
1207.04
By applicant
707.05(b)
;
707.05(c)
;
1302.12
Correction
707.05(g)
Period for reply
710.06
Claims foreign date
715.01
Combination of references
706.02(j)
;
707.07(f)
Copending
706.02(f)(2)
;
706.02(k)
;
706.02(l)
-
706.02(l)(3)
;
709.01
Copies
707.05(a)
Cross, how cited
707.05(e)
Cross reference addition
905.02
Date, determination of
2124
;
2126
;
2128
-
2128.02
;
2152
;
2154.01(b)
Date, exception to the rule
2124
Defensive publications
901.06(d)
Design application
707.05(a)
Disclosure, broad
2123
Disqualification under pre-AIA 35 U.S.C. 103(c)
706.02(l)(1)
;
706.02(l)(3)
Drawings as prior art
2125
Effects of international application publication
1857
;
1857.01
Effective date
Patent
706.02
;
706.02(a)
;
707.05(e)
;
715
;
2152
;
2154.01(b)
Publication
706.02(a)
;
715.01(c)
;
1857.01
;
2128.02
;
2152
Electronic publications
707.05(e)
;
904.02(c)
;
2128
Enabled disclosure
2131.01
Enabling, plant genetics
2121.03
Enabling, compounds and compositions
2121.02
Enabling, apparatus and articles
2121.04
Equivalents
904.01(b)
Every element rule for anticipation
2131
;
2150
Evidencing the meaning of a term used in the primary reference
2131.01
Foreign patent
706.02
;
707.05(e)
;
901.05(a)
;
901.05(b)
Forfeited application
901.02
From interference
1302.12
Incorrect citation
707.05(g)
;
710.06
;
1302.12
Inoperability
716
;
716.07
Internal documents, confidential
2128.01
Intervening
216
;
706.02(b)(2)
Joint patent to applicant and another
715.01(a)
;
715.01(c)
Listing at allowance
1302.12
;
1455
Lost counts in interference
2138.01
Multiple reference rejections under 35 USC 102
2131.01
Newly discovered after allowance
1308.01
Nonanalogous art (
See also
Reference: Analogous art
)
2131.05
;
2141.01(a)
None cited by examiner
707.05
;
707.05(a)
Operability
2121
Ordering official cross
903.06
Overcome
Under Rule 1.130
717.01
-
717.01(f)
;
2155
Under Rule 1.131 (
See also
Affidavit, swearing back of reference (37 CFR 1.131)
)
706.02(b)(2)
;
706.02(f)(2)
;
706.02(k)
;
715
;
1302.14
;
2132.01
;
2136.05
Under Rule 1.131(c)
718
Under Rule 1.132
706.02(b)(2)
;
706.02(f)(2)
;
706.02(i)
;
706.02(k)
;
706.02(m)
;
716
;
2132.01
;
2136.05
Overcoming under 35 U.S.C. 119
216
Paper, orally presented
2128.01
;
2152.02(e)
Patent
901.04
;
2126
Patent, date available
2126.01
Patent, Foreign (
See
Foreign patent
)
Patent, official number lacking
901.04
Patent claiming same invention
715.05
;
2301.03
Pending application (
See also
Application
)
901.03
Publication of applicant’s invention
715.01(a)
;
715.01(c)
;
2132.01
;
2133.01
;
2153
;
2154.02
Publication, date available
2128.02
Publication, printed
2128
Publications
706.02
;
707.05(e)
;
901.06
;
2131.01
;
2132.01
;
2133.01
;
2152.02(b)
Published abstracts of application
706.02
;
711.06(a)
;
2131.01
;
2133.01
Rejection over broad disclosure instead of preferred embodiments
2123
Replacement of missing
901.09
Same assignee
706.02(f)(2)
;
706.02(k)
;
706.02(l)
-
706.02(l)(3)
;
709.01
;
715.01(b)
Selection of pertinent
904.02
Statutory bar
706.02(a)(2)
;
2133.02
;
2152
Statutory section to use
706.02(a)(2)
Supply procedure
707.05(a)
;
707.05(g)
;
710.06
Swearing back (
See also
Affidavit of prior invention to overcome a pre-AIA 35 U.S.C. 102 or 103 rejection (37 CFR 1.131)
)
706.02(k)
;
715
;
2132.01
;
2133.02
Thesis
2128.01
;
2152.02(e)
Utility
2122
"Well known in the art," supported by
2144.03
Reference characters
608.01(g)
Reference to foreign application
202
;
202.04
;
901.03
Reference to prior patent
608.01(p)
;
608.01(r)
;
901.03
Reference to related application (
See
Cross-noting
)
Reference to related application for disclosure
608.01(p)
Refile application (
See
Application
and
Substitute application
)
Refunds (
See also
Fee
and
Deposit account
)
509
;
607.02
Additional invention or species
803.03(a)
;
803.03(b)
Canceled claims
506
Correspondence address
509.03
;
2540
;
2542
Filing fee
201.04
;
503
;
506
;
601.01(a)
International applications
1002.02(p)
;
1827.01
;
1850
;
1864
International search fee
707
;
1827.01
;
1852
;
1859
Issue fee
1308.01
;
1308.03
Maintenance fee
2520
;
2540
;
2542
;
2550
;
2590
Oral hearing
1209
Publication fee
1126
Reexamination
Ex parte
2215
;
2247
;
2248
Inter partes
2647
;
2648
Refund Section, Office of Finance
509.03
;
607.02
Petition fee
506.02
Small entity fee
509.03
;
2550
Registration, Attorney or agent
402
;
1702
Regulations, Technology Center (TC) facilities
510
Regulations, office premises
510
Rehearing by Patent Trial and Appeal Board
1002.02(j)
;
1214.01
;
1214.03
;
1214.04
Reissue application
1401
-
1470
Absolute intervening rights
1460
Access to
103
;
724.04(b)
;
1430
;
1470
Acknowledgment of protest
1901.05
Additional information required
1442.01
;
1442.04
Adjudication of original patent
1442.01
Allowance
1455
Amendment
714
;
1411
;
1453
Examiner’s
1455
Of drawings
1413
;
1453
So that reissue can be merged with
ex parte
reexamination
2285
So that reissue can be merged with
inter partes
reexamination
2686.03
Amends or corrects original patent
1400.01
;
1402
Appeal brief
1454
Assignee consent
1410.01
;
1443
;
1451
Broadened
706.03(x)
;
1412.03
Cannot be used to remove terminal disclaimer
1490
Certificate of correction
1411.01
;
1412.04
;
1443
;
1480
-
1485
Claim
Broadening
1412.02
;
1412.03
Dependent
1412.03
Format
1411
;
1453
Numbering
1451
;
1455
Oath requirement
1414
Printed in
Official Gazette
1455
Same invention as original patent
1412.01
Too narrow
1402
Collateral estoppel
2012.01
;
2138.01
;
2138.02
Consent by assignee
1410.01
;
1443
;
1451
Content
1410
Continuation
1410.01
;
1414
;
1451
Copending application reference
1402
Copending
ex parte
reexamination proceedings
2285
Copending
inter partes
reexamination proceedings
2686.03
Correct inadequacies
1402
Court decision involving original patent
1442.01
Court ordered
1442.05
Cross noting
1451
;
1455
Deceptive intention
1401
;
1412.02
;
1412.03
;
1412.04
;
1414
;
1414.02
;
1414.03
;
1444
;
1448
;
1451
;
1457
;
1481.02
;
1490
Declaration
1410.01
;
1414
;
1414.01
;
1444
Supplemental
1414.01
;
1444
;
1455
Defective oath, ground for rejection
706.03(x)
;
1414
Dependent claim
1455
Design
1457
Diligence
1403
Disclaimer
1411.01
;
1450
;
1490
Divisional
1002.02(b)
;
1410.01
;
1412.01
;
1414
;
1450
;
1451
;
1457
Domestic priority, delayed claim
211.04
Double patenting
1451
Drawings
1413
;
1414
;
1453
Duty of disclosure
1406
;
1418
;
1448
;
2001.06(c)
;
2003
EFS-Web filing of
502.05
;
1410
Election of species
1450
Equitable intervening rights
1460
Error correction after allowance
1414.01
;
1444
Error in original patent
1401
;
1402
;
1414
;
1414.01
Examination
1440
;
1443
;
1445
Review of Oath/Declaration
1444
Examiner Reissue Guide and Checklist
1443
Expedited examination
708.01
;
1441
;
1442
;
1442.03
Design
1457
Expired patent
1415.01
Filing fee
1415
Final Office action
1444
Foreign priority claim
214
;
215
;
216.01
;
1402
;
1417
Format
1410
;
1411
;
1411.01
Fraud
1448
;
2012
Grounds for filing
1402
Inequitable conduct
1448
;
2010
Information disclosure statement
2003
Initial examiner review
1443
Inoperative or invalid, Oath requirement
1414
Inspection
103
Interference
1449.02
Interference on original patent concurrent with
1449.01
Intervening rights
1460
Inventorship error
1402
;
1412.04
List of references
1455
Litigation involved
1404
;
1442.01
-
1442.05
;
1443
Marking envelope
1404
Litigation protest
1901.03
Maintenance fees on original patent
1415.01
Merger of reissue applications after restriction
1450
Merger of reissue application with
ex parte
reexamination
2285
Merger of reissue application with
inter partes
reexamination
2686.03
Multiple filings
1451
New matter
1411.02
Numbering of claims
1451
;
1453
Notice in original file
202.05
Oath
1414
;
1414.01
;
1444
Primary examiner’s decision
1004
Supplemental
1414.01
;
1444
;
1455
Offer to surrender patent (not required)
1416
Official Gazette
Claim to be printed in
1455
Filing notice in
1430
;
1441
;
1441.01
;
1443
;
1452
;
1457
;
1470
Omission of feature
1411.02
Open to public
103
;
1430
;
1470
Ordering copies of papers in file
1430
Ownership
1410.01
;
1443
Patent series
901.04
Patent term, affect on
1405
Petition to merge reissue and
ex parte
reexamination
1002.02(b)
;
2285
Petition to merge reissue and
inter partes
reexamination
1002.02(b)
;
2686.03
Petition to stay reissue pending
ex parte
reexamination
2285
Petition to stay reissue pending
inter partes
reexamination
2686.03
Print of drawing
608.02
Prior art consideration
1402
Prior art statement
1418
Priority correction
214
;
216.01
;
1402
;
1405
;
1417
Protest
1441.01
;
1443
;
1901
Protest filed in reissue where patent is in interference
1443
;
1449
Public access
103
;
1430
;
1470
Recapture of matter
706.02(l)(1)
;
1412.02
Reexamination proceedings copending
1449.01
Ex parte
2285
Inter partes
2643
;
2686
;
2686.03
;
2695
Rejection
706.03(x)
Request for Continued Examination (RCE)
1451
Requirement for information
1442.04
Restriction
1450
;
1451
Design
1457
Return of original patent
1416
Review
1456
Same invention as original patent
1412.01
Special for examination
708.01
;
1441
;
1442
;
1442.03
Design
1557
Specification
1410
;
1411
;
1411.01
;
1453
;
1455
Status
1430
;
1470
Statutory basis
1401
Statutory disclaimer
1490
Stayed pending
ex parte
reexamination
2686.03
Stayed pending
inter partes
reexamination
2686.03
Submission of papers in
1404
Suit on original patent
1442.01
Surrendered patent returned to applicant
1416
Suspension
1450
Terminal disclaimer
1410.01
;
1411
;
1451
;
1490
Transfer of original drawing (prior practice)
608.02(i)
;
1413
Treatment of protest
1901.06
Twice reissued
1411
Two month delay period
1441
;
1441.01
Rejected application
203.02
Rejection (
See also
Anticipation rejection
,
Indefinite claim
, and
Obviousness
)
706
Abandonment of invention
706.02(d)
;
706.03(s)
Admission by applicant
706.02(c)
;
2133.03(c)
;
2152.03
After allowance of application
706.04
;
706.05
;
1308.01
After allowance of claim
706.04
After allowance, primary examiner review of
1004
After appeal, new rejection
1207.03
;
1207.04
After termination of interference
2308
Against public policy
706.03(a)
Aggregation
2173.05(k)
All valid grounds
707.07(g)
Allowed claim by Patent Trial and Appeal Board
1213.02
Alternative phrases
2173.05(h)
Anticipation (
See also
Anticipation rejection
)
706.02(a)
;
2131
;
2132
;
2133
;
2136
;
2152
;
2154
Art (
See also
Prior art
)
706.02
Assigned applications, Same applicant
804.03
Atomic Energy Act
706.03(b)
Authorship
2137
Backup rejections
706.02
Bar, Statutory
706.02(a)
;
2133
-
2133.03(e)(7)
;
2152
Overcoming
706.02(b)
Board introduces
1214.01
Board statement on allowed claim
1213.02
Breadth
2173.04
Broadening in reissue application
1412.03
Broader than the disclosure
2173.03
Chemical practice
Markush
2173.05(h)
;
2173.05(o)
Undue breadth
2163.05
;
2173.04
;
2173.05(h)
Claim presented corresponding to claim of patent
706.06
Claim presented corresponding to claim of patent, failure to reply
706.03(u)
Claims
706
Combination of references
706.02(j)
;
2131.01
Common knowledge
2144.03
Commonly assigned
706.02(k)
;
2146
;
2154.02(c)
Computer programming cases
2106
;
2161.01
Conflicting applications
706.02(f)(2)
;
706.02(k)
;
706.02(l)
-
706.02(l)(3)
;
709.01
;
715.01(b)
;
804
;
804.01
;
804.02
;
822
;
822.01
Contrasted to objection
706.01
Copending applications, different inventive entities
706.02(k)
;
706.02(l)
-
706.02(l)(3)
Cumulative
706.02
;
706.07(e)
Dedication
715
;
1490
Defective reissue oath
706.03(x)
;
1444
Dependent claim
608.01(n)
Derivation of invention
2137
Disclaimer
706.02(u)
;
710.02(d)
Double patenting (
See
Double patenting
)
Duplicate claims
706.03(k)
Estoppel, defensive publication
711.06
Estoppel, interference
2308.03
Final (
See also
Final rejection
)
706.07
-
706.07(h)
Foreign application, statutory bar
706.02(e)
Form paragraphs used
706.02(i)
;
706.02(m)
Form used
707
Fraud upon public
706.03(a)
Frivolous invention
706.03(a)
Full anticipation, expression recommended
706.02(i)
Function of machine
2173.05(v)
Functional claim
2114
;
2173.05(g)
Functional equivalents
2144.06
Generic claim
715.02
;
806.04
;
809.02(a)
Genus and species
806.04(h)
;
806.04(i)
;
2131.02
;
2144.08
Ground clearly stated
706.02(j)
;
707.07(d)
Inaccurate
2173.03
Incomplete
706.03(d)
;
707.07(j)
Indefinite
706.03(d)
Inoperativeness
2164.08(b)
Insufficient disclosure
706.03(c)
Insufficient disclosure, trademark
608.01(v)
Interference, estoppel
2308.03
Interference terminated
710.02(b)
;
2308
International publication as prior art
706.02(a)
;
1857.01
;
2136.03
;
2154.01(a)
Judicial notice
2144.03
Language used
706.02(j)
;
707.07(d)
Linking claim
806.04
;
806.05(c)
;
809
;
809.03
Markush, improper
2173.05(h)
;
2173.05(o)
Multiplicity
2173.05(n)
Negative limitation
2173.05(i)
New, after appeal
1207.03
New, after final rejection
706.07(e)
New matter
706.03(o)
;
2163.06
Nonelected invention
706.03(m)
Nonstatutory claim
706.03(a)
;
2107
Nonstatutory subject matter
706.03(a)
Not based on prior art
706.03
Not inventor
706.02(g)
Not readable on disclosure
2173.03
Oath, defective reissue
706.03(x)
;
1444
Objection distinguished
706.01
Obviousness (
See also
Obviousness
)
706.02
;
706.02(j)
Official notice
2144.03
Old combination
2173.05(j)
Omnibus claim
706.03(d)
;
2173.05(r)
Overcoming pre-AIA 35 U.S.C. 102 rejection
706.02(b)
Overlapping applications
706.02(f)(2)
;
706.02(k)
;
709.01
;
715.01(b)
;
804
;
804.01
;
804.02
;
822
;
822.01
Perpetual motion
706.03(a)
Personal remarks avoided
707.07(d)
Previously allowed claim
706.04
;
1004
Prima facie
case of obviousness
706.02(j)
Printed matter
706.03(a)
Prior art
706.02
Prior art between applicant’s foreign priority date and U.S. filing date
216
;
706.02(b)
Product by process
2113
;
2173.05(p)
Product of nature
706.03(a)
Prolix
2173.05(m)
Provisional rejection
706.02(f)(2)
;
706.02(k)
;
706.02(l)(3)
Public sale (
See also
On sale
)
706.02(c)
Public use (
See also
Public use
)
706.02(c)
Public use proceeding
706.03(v)
Ranges
706.02(m)
;
2131.03
;
2144.05
Recapture in reissue application
1412.02
Reissue application
Broadened claims
706.03(x)
;
1412.03
;
2163.05
Defective oath
706.03(x)
;
1444
Recapture
1412.02
Res judicata
706.03(w)
Scientific principle
706.03(a)
Secondary considerations
2131.04
;
2145
Single means claim
2164.08(a)
Species and genus
806.04(h)
;
806.04(i)
;
2131.02
;
2144.08
Statement of
707.07(d)
Statutory bar
706.02(a)
;
2133
-
2133.03(e)(7)
Suggested claims not made
706.03(u)
Technical
706.03
Trademark or trade name
608.01(v)
Undue breadth
2163.05
;
2173.04
Utility
706.03(a)
;
2107
Vague
706.03(d)
Well known in the art
2144.03
Rejoinder
806.05(c)
;
806.05(f)
;
806.05(h)
;
806.05(i)
;
809
;
812.01
;
821
;
821.01
;
821.02
;
821.04
;
821.04(a)
;
821.04(b)
;
1302.04(h)
Related inventions
802.01
;
806.04(b)
;
806.05
;
806.05(j)
;
808.02
;
809.03
Rejoinder of, generic or linking claim allowable
821.04(a)
Rejoinder of, product claim allowable
821.04(b)
Related inventions, species
806.04(b)
Remailing Office action
707.13
;
710.06
Remand by Board
Affidavit
1211.03
Amendment
1211.01
Further search
1211.04
In general
1211
Ex parte
reexamination
2274
;
2275
Inter partes
reexamination
2675
;
2675.01
;
2677
;
2681
;
2682
Special
708.01
Removal of application from Office
101
Renumbering claims
1302.01
Reopening after allowance
1308.01
Reopening after court decision
1216.01
Reopening prosecution after Action Closing Prosecution in
inter partes
reexamination
2673
;
2673.01
Reopening prosecution after Board decision in
inter partes
reexamination
2682
Replenishment of deposit accounts (
See
Deposit account: Replenishment
)
Reply (
See also
Amendment
and
Period for reply
)
After abandonment
714.17
After Board decision
1214.01
;
1214.06
After final rejection
714.12
;
714.13
By filing RCE
706.07(h)
Within 2 months
706.07(f)
Attorney arguments
716.01(c)
;
2145
By patent owner in
inter partes
reexamination (
See
Reexamination, Inter partes: Response by patent owner
)
By third party in
inter partes
reexamination (
See
Reexamination, Inter partes: Response by third party
)
Complete
714.02
-
714.04
Copying claim from patent not a reply
711.02(b)
Election requirement
809.02(a)
;
818.03(a)
;
818.03(b)
;
818.03(c)
Formal matters
714.02
Incomplete
710.02(c)
;
711.02
;
711.02(a)
;
711.03(a)
;
714.02
-
714.05
;
2266.01
In
ex parte
reexamination
2266
Incomplete, election of species lacking
809.02(a)
;
818.03(b)
Incomplete, proceedings not stayed by petition
1002
Incomplete, time for completing
710.02(c)
;
711
;
714.03
;
2266.01
Late
711
;
711.02
Late, excused
710.02(d)
Patentability pointed out
706.02(b)(2)
;
714.02
;
714.04
Restart period for
710.06
Restoration of canceled matter
608.01(s)
Restriction requirement
818
-
819
Signed by all applicants
714.01(a)
Statutory period
710.01
Reply brief
1208
Representative capacity
402.03
;
405
;
714.01(c)
Cannot expressly abandon
711
;
711.01
Cannot sign terminal disclaimer
1490
Interviews
405
Representative of foreign assignee
302.04
Representative of inventor or owner
400
Representative of requester
2213
Representatives of out-of-town attorneys
408
Republication of PG-Pub
502.05
;
1130
Request for Continued Examination (RCE)
706.07(h)
After allowance
1308
Conditions for filing
706.07(h)
Design application
1502.01
Improper CPA treated as
201.06(d)
Submission requirement
706.07(h)
Suspension of action in
709
Terminal disclaimer, effect in
1490
Request for
ex parte
reexamination
Decision criteria
2242
Facsimile submission not permitted
502.01
Notice of request in
Official Gazette
2229
Requester’s representative
2213
Time for filing
2210
;
2211
Time to decide
2241
Request for
inter partes
reexamination (
See
Reexamination, Inter partes: Request
and
Reexamination, Inter partes: Decision on the request for reexamination
)
Request form (PCT/RO/101)
1812
;
1821
;
1844
;
1844.01
Request for reconsideration of patent term adjustment
1002.02(b)
Request for rehearing of Board decision
1002.02(b)
;
1214.01
;
1214.03
;
1214.04
Inter partes
reexamination
2682
;
2683
Request for reinstatement of period of patent term adjustment
1002.02(b)
Request to convert provisional application to nonprovisional application
1002.02(b)
Request to issue patent in name of assignee after issue fee paid
1002.02(r)
Requirement for information
704.10
-
704.14(d)
;
706.02(c)
;
1901.06
;
2122
;
2123
After the first action on the merits
704.11(b)
Authority for requirement
704.10
Consideration of information submitted
704.14(b)
;
707.05(b)
Format of requirement
704.14(a)
Relation to duty of disclosure
704.12(a)
;
2005
Relationship to information disclosure statements …
704.14(d)
Reply to
704.12
Elements of a complete reply
704.12(b)
Time periods for
704.13
Treatment of an incomplete reply
704.12(c)
What information may be required
704.11
;
704.11(a)
When requirement may be made
704.11(b)
Requirements must be repeated
707.07(e)
Requisites of the application
702
Res judicata
706.03(w)
;
707.07(g)
;
2259
;
2659
Rescission of nonpublication request
1123
;
1124
Rescission of Previous Nonpublication Request (35 U.S.C. 122(b)(2)(B)(ii)) and if Applicable, Notice of Foreign Filing (35 U.S.C. (b)(B)(iii)) form PTO/SB/36
Cited
1123
;
1124
Reproduced
1135
Reservation clause in application
608.01(e)
;
608.01(t)
Residence, Applicant’s
604
;
719.02
Resignation of examiner, old cases special
708.03
Respondent Brief in appeal of
inter partes
reexamination
2675.01
;
2675.02
Response (
See
Reply
)
Restriction (
See also
Election
and
Election of species
)
800
Action, examiner’s
814
-
817
Action after, special
708.01
Action on the merits
810
Apparatus and process or product
806.05(e)
-
806.05(g)
Application referred to second examiner
815
Basis
802
Burden, without serious
803
Claimed subject matter
806.01
Claims to divisible inventions added before action
818.02(a)
Combination and subcombination
806.05(a)
;
806.05(c)
Continuation
819
Design application
1504.05
Definition
802.02
Distinct invention
802.01
;
806
;
806.05
Distinct processes
806.05(j)
Distinct products
806.05(j)
Election other than express
818.02
Election fixed by action on claim
818.01
Final requirement
821.01
Grouped in parent application
811.04
Improper
803
;
806
;
808.02
Independent embodiments
802.01
;
806.04(b)
;
806.06
Independent inventions
802.01
;
803
;
806
;
806.06
;
808.01(a)
Intermediate-final product
806.04(b)
;
806.05(j)
Introduction
801
Linking claim
806.04
;
806.05(c)
;
809
;
809.03
;
821.04(a)
Linking claim, traverse of rejection
818.03(d)
Markush type claims
803
;
803.02
Nonelected claims, treatment of
821
-
821.03
Eligible for rejoinder
821
Reissue application
1450
Nonelected invention
706.03(m)
;
821.04(a)
Nucleotide sequences
803.04
;
2434
Patentability over prior art
809
;
809.03
Patentability report, effect
807
Petition from requirement
818.03(c)
Process and product or apparatus
806.05(e)
;
806.05(g)
Product and process of using
806.05(h)
Product, process of making and using
806.05(i)
Reasons for holding of independence or distinctness
808.01
Reissue application
1450
;
1451
Rejection of nonelected claims
821
-
821.03
Rejoinder
806.05(c)
;
806.05(f)
;
806.05(h)
;
806.05(i)
;
809
;
812.01
;
821
;
821.01
;
821.02
;
821.04
;
821.04(a)
;
821.04(b)
;
1302.04(h)
Related inventions
802.01
;
803
;
806
;
806.04(b)
;
806.05
;
808.02
;
809.03
Rejoinder of, generic or linking claim allowable
821.04(a)
Rejoinder of, product claim allowable
821.04(b)
Requirement
812
;
814
-
817
Additional
811.02
After election
818
With traverse
818.03(b)
;
821.01
Without traverse
821.02
By group where examinable
812
Clear and detailed record
814
Completeness
815
Concluding paragraph
817
;
818.03(b)
Consult other group
812.01
;
815
Final
810
;
818.03
First action
811
Patentability
810
Petition from
818.03(c)
Reasons for insisting upon
808
;
808.02
Rejection on double patenting following
804.01
Repeated after withdrawal
811.03
Reply to
818
-
818.03(d)
Review by examiner with at least partial signatory authority
803.01
Submission to TC director
804.04
Second requirement
811.02
Sequences
803.04
;
2434
Single claim
803
Single embodiment
806.03
Species may be independent or related inventions
806.04(b)
Species of unclaimed genus
808.01(a)
Subcombination, Combination
806.05(a)
;
806.05(c)
When made
811
;
811.02
Withdrawal
819
Subcombinations usable together
806.05(d)
;
806.05(j)
Telephone
812.01
Transitional application
803.03
Traverse of requirement
818
;
818.03(c)
;
821.01
Restrictions on employees of Office
309
Restrictions on former employees of Office
1702
Retroactive foreign filing license
140
Return of Papers
Discourteous matter
714.19
;
714.25
;
1003
Entered in the file
214.03
;
719.01
;
1003
Return of drawing
608.02(y)
Return of filing fee
607.02
Return of patent
1416
Return of post card (sometimes postcard or post-card)
503
;
1901.05
Returned Office action
707.13
Review at allowance
1302.01
Review for national security
115
Review for Government property rights
115
Revised statutes (
See
Statutes
)
Revival of abandoned application
711.03
;
711.03(c)
;
1002.02(b)
Revocation of agent under PCT
1808
Revocation/Appointment of Power of Attorney or Authorization of Agent PTO/SB/82
2622
Revocation of power of attorney
402.05
;
402.07
After Allowance
2501
Rewritten specification
608.01(q)
Right of Appeal Notice (RAN)
2666.05
;
2666.10
;
2667
;
2671
-
2674
;
2677
Content
2673.02
Right of priority (
See also
Foreign application
)
Foreign application
210
-
217
Form paragraphs
213
Formal requirements
214
Overcoming a reference
213
;
213.04
;
215
;
216
;
706.02(b)(2)
Papers required
215
Time for filing papers
215.03
U.S. application
211.01(a)
;
211.01(b)
Right to exclude others
509.02
;
1111
;
1601
;
2162
Rights, Transfer of patent or application
509.02
RNA (
See
Biotechnology
and
Nucleotide sequences
)
Roster of attorneys or agents
601.03
;
1730
Rules, 21 CFR 60.3(b)
2751
Rules, Patent (Code of Federal Regulations) ;
R
10 CFR 810 Cited
140
21 CFR 312.80-312.88 Cited
2107.03
37 CFR:
1.1 Reproduced
501
1.2 Reproduced
713.04
;
2002.02
1.3 Reproduced
714.25
1.4 Reproduced
501
;
502.02
;
502.04
;
509.03
;
2002.02
1.5 Reproduced
502
1.6 Reproduced
502
;
502.01
;
505
;
513
1.7 Reproduced
710.05
1.8 Reproduced
512
1.9 (pre-AIA) Reproduced
201
;
201.04
1.9 Reproduced
201.01
;
201.04
;
1893
1.10 Reproduced
511
;
513
1.11 Reproduced
103
;
1430
;
1879.04
1.12 Reproduced
301.01
1.14 (pre-AIA) Reproduced
104
1.14 Reproduced
101
;
102
;
103
;
104
;
110
;
150
;
1128
;
1879.04
1.20 Reproduced
2666.04
1.22 Reproduced
509
1.23 Reproduced
509
1.25 Reproduced
509.01
1.26 Reproduced
509
;
607.02
1.27 Reproduced
509.02
;
509.03
1.28 Reproduced
509.03
1.29 Reproduced
509.04(a)
;
509.04(b)
;
509.04(d)
;
509.04(e)
;
509.04(f)
1.31 Reproduced
401
1.32 Reproduced
402
;
402.02(a)
;
402.02(b)
1.33 (pre-AIA) Reproduced
403.01(b)
;
714.01(a)
1.33 Reproduced
403.01(b)
;
601.03
;
714.01(a)
;
2222
;
2622
1.34 Reproduced
402.03
1.36 (pre-AIA) Reproduced
402.05(b)
1.36 Reproduced
402.05(a)
;
402.06
1.41 Reproduced
605
1.42 (pre-AIA) Reproduced
409.01(b)
1.42 Reproduced
409.01(a)
1.43 (pre-AIA) Reproduced
409.01(b)
1.43 Reproduced
409.01(a)
1.45 Reproduced
602.08
1.46 Reproduced
308
;
409.05
1.47 (pre-AIA) Reproduced
409.03
1.48 Reproduced
201.03
1.51 Reproduced
601
1.52 Reproduced
608.01
;
2250
1.53 (pre-AIA) Reproduced
201.04
;
201.06(d)
1.53 Reproduced
201.04
;
201.06(c)
;
201.06(d)
;
506
;
601.01
;
601.01(c)
1.54 Reproduced
503
1.55 Reproduced
213
;
213.04
;
213.05
;
215.02
1.56 Reproduced
2001
;
2001.01
;
2001.04
;
2001.05
;
2002
1.57 Reproduced
217
;
608.01(p)
1.58 Reproduced
608.01
;
608.05(b)
1.59 Reproduced
724.06
1.63 (pre-AIA) Reproduced
201.06(c)
1.63 Reproduced
201.06(c)
;
602.01(a)
1.64 Reproduced
409.05
;
604
1.66 Reproduced
602
;
602.04(a)
1.67 Reproduced
603
1.68 Reproduced
602.01
1.69 Reproduced
602.06
;
2004
1.71 Reproduced
608.01
;
608.01(w)
;
717.02(b)
1.72 Reproduced
606
;
608.01(b)
1.73 Reproduced
608.01(d)
1.74 Reproduced
608.01(f)
1.75 Reproduced
608.01(i)
;
608.01(n)
;
2173.05(n)
1.76 Reproduced
601.05(a)
;
601.05(b)
1.77 Reproduced
608.01(a)
;
608.05
1.78 in effect on November 29, 2000, Reproduced
804.03
;
822.01
1.79 Reproduced
608.01(e)
1.81 Reproduced
608.02
1.83 Reproduced
608.02(d)
1.84 Reproduced
608.01(f)
;
608.01(w)
;
608.02
;
1606
1.85 Reproduced
608.02(b)
;
608.02(p)
1.91 Reproduced
608.03
1.93 Reproduced
608.03
1.94 Reproduced
608.03(a)
1.95 Reproduced
608.03(a)
1.96 Reproduced
608.05(a)
1.97 Reproduced
609
1.98 Reproduced
609
1.102 Reproduced
708.01
;
708.02
1.103 Reproduced
709
1.104 Reproduced
706.02(l)(2)
;
707
;
707.05
;
707.07
;
717.02(b)
;
1302.14
;
1852
1.105 Reproduced
704.10
1.111 Reproduced
201.04
;
714.02
;
714.03(a)
;
2266
;
2666
1.112 Reproduced
706
1.113 Reproduced
706.07
1.114 Reproduced
706.07(h)
1.115 Reproduced
714.01(e)
1.116 Reproduced
714.12
1.121 Reproduced
608.02(p)
;
608.04
;
714
;
1453
;
2234
;
2250
;
2666.01
1.125 Reproduced
608.01(q)
1.126 Reproduced
608.01(j)
1.129 Reproduced
706.07(g)
;
803.03
1.130 Reproduced
717.01
;
804.03
;
2155
1.131 Reproduced
715
;
718
1.132 Reproduced
716
1.133 Reproduced
713.01
;
713.04
1.135 Reproduced
710.01
;
711
;
711.03(c)
;
714.03
1.136 Reproduced
710.02
;
710.02(e)
1.137 Reproduced
711.03(c)
;
1124
;
2268
;
2668
1.138 Reproduced
711
;
711.01
;
1125
1.141 Reproduced
802
;
806.05(i)
1.142 Reproduced
802
1.143 Reproduced
818.03
1.144 Reproduced
818.03(c)
1.145 Reproduced
821.03
1.146 Reproduced
806.04
1.151 Reproduced
1501
1.152 Reproduced
1503.02
1.153 Reproduced
1503.01
1.154 Reproduced
1503.01
1.155 Reproduced
1504.30
1.161 Reproduced
1602
1.162 (pre-AIA) Reproduced
1604
1.162 Reproduced
1604
;
1605
1.163 Reproduced
1603
;
1605
1.164 Reproduced
1605
1.165 Reproduced
1606
1.166 Reproduced
1607
1.167 Reproduced
1609
1.171 Reproduced
1410
1.172 Reproduced
1410.01
1.173 Reproduced
1410
;
1411
;
1413
;
1453
1.175 Reproduced
1414
1.176 Reproduced
1440
;
1450
;
2686.03
1.177 Reproduced
1451
1.178 Reproduced
1416
;
1418
;
1442.04
1.181 Reproduced
711.03(c)
;
1002
1.182 Reproduced
1002
1.183 Reproduced
1002
1.197 Reproduced
1214.06
1.198 Reproduced
1214.07
1.211 (pre-AIA) Reproduced
1120
1.211 Reproduced
1120
;
1126
1.213 Reproduced
1122
;
1123
;
1124
1.215 (pre-AIA) Reproduced
1121
1.215 Reproduced
1121
1.217 Reproduced
1132
1.219 Reproduced
1129
1.221 Reproduced
1130
;
1133
1.248 Reproduced
1901
1.251 Reproduced
508.04
1.290 Reproduced
1134.01
1.291 Reproduced
1901
1.297 (pre-AIA) Reproduced
1111
1.301 Reproduced
1216
1.302 Reproduced
1216.01
1.303 Reproduced
1216
1.304 Reproduced
1216
1.311 Reproduced
1303
1.312 Reproduced
714.16
1.313 Reproduced
1308
1.314 Reproduced
1306.01
1.321 Reproduced
1490
1.322 Reproduced
1480
1.323 Reproduced
1481
1.324 Reproduced
1481.02
1.335 Reproduced
311
1.362 Reproduced
2504
1.363 Reproduced
2540
1.366 Reproduced
2515
1.377 Reproduced
2580
1.378 Reproduced
2590
1.413 Reproduced
1840
1.414 Reproduced
1893.01(a)
1.415 Reproduced
1853
1.416 Reproduced
1862
1.422 Reproduced
1820
1.431 Reproduced
1810
1.432 Reproduced
1817.01
;
1817.01(a)
1.434 Reproduced
1821
1.435 Reproduced
1823
1.436 Reproduced
1824
1.437 Reproduced
1825
1.438 Reproduced
1826
1.446 Reproduced
1827.01
1.451 Reproduced
213.06
1.455 Reproduced
402.09
;
1807
;
1808
1.475 Reproduced
1850
1.477 Reproduced
1850
1.480 Reproduced
1864
1.481 Reproduced
1867
1.484 Reproduced
1878
1.484, former Reproduced
1878.01
1.485 Reproduced
1864.01
;
1878.02
1.488 Reproduced
1875
1.489 Reproduced
1875.02
1.491 Reproduced
1893.01
1.495 Reproduced
709
;
1893.01(a)
1.496 Reproduced
1893.03
1.497 Reproduced
1893.01(e)
1.499 Reproduced
1893.03(d)
1.501 Reproduced
2202
1.502 Reproduced
2202
1.510 Reproduced
2210
;
2212
;
2213
;
2214
;
2215
;
2227
;
2266.03
1.515 Reproduced
2240
;
2248
1.520 Reproduced
2239
1.525 Reproduced
2246
1.530 Reproduced
2234
;
2249
;
2250
;
2250.01
;
2250.02
;
2666.01
;
2666.02
1.535 Reproduced
2251
1.540 Reproduced
2252
1.550 Reproduced
2254
;
2265
;
2266
;
2266.03
1.552 Reproduced
2258
1.555 Reproduced
2280
1.560 Reproduced
2281
1.565 Reproduced
2282
;
2283
;
2284
;
2285
;
2286
1.570 Reproduced
2288
1.601 Reproduced
2803
;
2803.01
;
2808
;
2812.02
1.605 Reproduced
2809
1.610 Reproduced
2810
;
2811
;
2811.02
;
2812.01
1.615 Reproduced
2807
1.620 Reproduced
2813
;
2813.01
;
2814
;
2815
;
2816
;
2819
;
2820
1.625 Reproduced
2818
1.701 Reproduced
2720
1.702 Reproduced
2730
1.703 Reproduced
2730
;
2731
1.704 Reproduced
2730
;
2732
1.705 Reproduced
2730
;
2733
;
2734
;
2736
1.710 Reproduced
2751
1.720 Reproduced
2751
1.730 Reproduced
2752
1.740 Reproduced
2753
;
2754
1.741 Reproduced
2754
1.750 Reproduced
2755
1.760 Reproduced
2755.01
1.765 Reproduced
2762
;
2763
1.770 Reproduced
2764
1.780 Reproduced
2759
1.785 Reproduced
2761
1.790 Reproduced
2755.02
1.791 Reproduced
2755.02
1.801 Reproduced
2403
1.802 Reproduced
2404
1.803 Reproduced
2405
1.804 Reproduced
2406
1.805 Reproduced
2407
1.806 Reproduced
2408
1.807 Reproduced
2409
1.808 Reproduced
2410
1.809 Reproduced
2411
1.821 Reproduced
2422
1.822 Reproduced
2423
1.823 Reproduced
2424
1.824 Reproduced
2425
1.825 Reproduced
2426
1.902 Reproduced
2202
;
2602
;
2625
1.903 Reproduced
2666.06
1.906 Reproduced
2658
1.907 Reproduced
2612
;
2686.04
1.915 Reproduced
2613
;
2627
;
2666.06
1.919 Reproduced
2627
1.923 (In effect for a request filed prior to September 16, 2011)Reproduced
2640
1.923 Reproduced
2640
1.925 Reproduced
2640
1.927 (pre-AIA) Reproduced
2640
;
2648
1.927 Reproduced
2640
;
2648
1.931 (In effect for a request filed prior to September 16,2011) Reproduced
2646
1.931 Reproduced
2646
1.933 Reproduced
2684
1.935 Reproduced
2660
1.937 Reproduced
2654
;
2686.03
1.939 Reproduced
2625
;
2667
1.941 Reproduced
2666.01
;
2666.02
1.945 Reproduced
2666
1.947 Reproduced
2666.05
1.948 Reproduced
2666.05
1.949 Reproduced
2671.01
;
2671.02
1.951 Reproduced
2672
1.953 Reproduced
2673.02
1.955 Reproduced
2685
1.956 Reproduced
2665
1.957 Reproduced
2666.10
;
2666.20
;
2666.30
1.959 Reproduced
2674
1.981 Reproduced
2682
1.985 Reproduced
2686
1.987 Reproduced
2686.04
1.989 Reproduced
2686.01
1.991 Reproduced
2686.03
1.993 Reproduced
2686.02
1.995 Reproduced
2686.03
1.997 Reproduced
2686.03
;
2688
3.1 Reproduced
301
3.11 Reproduced
302
3.21 Reproduced
302.03
3.24 Reproduced
302.01
3.26 Reproduced
302.02
3.27 Reproduced
302.08
3.28 Reproduced
302.07
3.31 Reproduced
302.07
;
302.10
3.34 Reproduced
323.01
3.41 Reproduced
302.06
3.51 Reproduced
317.01
3.54 Reproduced
317.03
3.56 Reproduced
317.03
3.58 Reproduced
302
3.61 Reproduced
302.04
3.71 (pre-AIA) Reproduced
324
;
402.07
3.71 Reproduced
325
3.73 (pre-AIA) Reproduced
324
;
1410.01
3.73 Reproduced
325
3.81 Reproduced
307
5.1 Reproduced
120
5.2 Reproduced
120
5.3 Reproduced
120
;
2306
5.4 Reproduced
120
5.5 Reproduced
120
5.11 Reproduced
140
5.12 Reproduced
140
5.13 Reproduced
140
5.14 Reproduced
140
5.15 Reproduced
140
5.18 Reproduced
140
5.19 Reproduced
140
5.20 Reproduced
140
5.25 Reproduced
140
11.9 Reproduced
402.01
;
402.09
11.10 Reproduced
1702
11.18 Reproduced
402.03
;
410
;
509.03
11.1116 Reproduced
402.06
41.2 Reproduced
2301.02
41.6 Reproduced
1213.03
41.11 Reproduced
2307.01
41.31 Reproduced
1204
41.33 Reproduced
1206
41.37 Reproduced
1205
41.39 Reproduced
1207
;
2275
41.41 Reproduced
1208
41.43 Reproduced
1207.05
;
1208
41.50 Reproduced
1207.05
41.52 Reproduced
1214.03
41.54 Reproduced
1214
41.61 Reproduced
2674
;
2674.01
41.66 Reproduced
2675
;
2675.01
;
2678
41.67 Reproduced
2675
;
2675.02
41.68 Reproduced
2675.01
;
3675.02
41.69 Reproduced
2677
41.71 Reproduced
2678
41.73 Reproduced
2680
41.77 Reproduced
2681
41.79 Reproduced
2682
41.8 Reproduced
2284
;
2686.02
41.81 Reproduced
2682
41.100 Reproduced
2301.02
41.102 Reproduced
2284
;
2303
;
2686.02
41.103 Reproduced
2284
;
2307
;
2686.02
41.109 Reproduced
2307.02
41.127 Reproduced
2308
41.200 Reproduced
2301.02
41.201 Reproduced
2301.02
41.202 Reproduced
2304.02
;
2304.02(a)
;
2304.02(b)
;
2304.02(c)
;
2304.02(d)
;
2304.03
;
2305
41.203 Reproduced
2301.03
41.206 Reproduced
2304.05
90.1 Reproduced
2683
90.2 Reproduced
2683
90.3 Reproduced
2683
102.4 Reproduced
103