PURPOSE: This rule prescribes the use of supplemental forms to be filed by either fire and casualty insurers or life, accident and health insurers. These forms will take the socalled state page data currently required under the National Association of Insurance Commissioners’ requirements and break this data down into more specific classes for the various different type of policies written. This rule aids in the interpretation of sections 376.350 and 379.105, RSMo.

Editor’s Note: The secretary of state has determined that the publication of this rule in its entirety would be unduly cumbersome or expensive. The entire text of the material referenced has been filed with the secretary of state. This material may be found at the Office of the Secretary of State or at the headquarters of the agency and is available to any interested person at a cost established by state law.

1. (1) In addition to the financial statement and diskette filing requirements set forth in 20 CSR 200-1.030, entities issued a Certificate of Authority with the Missouri Department of Insurance, as part of their Annual Statement, also shall file supplemental forms as follows:

   1. (A) Those insurers filing in accordance with the accounting standards or principles approved by the National Association of Insurance Commissioners’ (NAIC) and published in the Accounting Practices and Procedures Manual for Fire and Casualty Insurance Companies shall also file the form set forth in Appendix A of this rule; and
   2. (B) Those insurers filing in accordance with the accounting standards or principles approved by the NAIC and published in the Accounting Practices and Procedures Manual for Life and Accident and Health Insurance Companies shall also file the form set forth in Appendix B of this rule.
2. (2) The Supplemental Compensation Exhibit must include all types of compensation received by top executives, including stock options. Compensation information must be reported for top executives of all companies, including non-insurance entities, within an insurance group, or in a holding company system. Compensation information should be reported on a total gross basis for each individual for whom compensation information is reported.
3. (3) Future modifications to these supplemental filing requirements shall be specified by the Missouri Department of Insurance by bulletin sent to the individual insurers affected, accompanied by the appropriate forms, as modified.

AUTHORITY: sections 374.040, RSMo 1994 and 374.045, RSMo Supp 1997.* Original rule filed April 5, 1994, effective Nov. 30, 1994. Rescinded and readopted: Filed Feb. 1, 1995, effective Sept. 30, 1995. Amended: Filed Nov. 23, 1998, effective July 30, 1999. *Original authority: 374.040, RSMo 1939, amended 1967 and 374.045, RSMo 1967, amended 1993, 1995.