Mo. Code Regs. Ann. tit. 20, § 1140-30.050
Annual Report of Mortgage Brokerage Activity and Mortgage Servicing Activity
Effective Aug 28, 2006sections 443.847, 443.869(7) and 443.887, RSMo Supp. 1996.* This rule originally filed as 4 CSR 140-30.050. Emergency rule filed Nov. 25, 1996, effective Dec. 5, 1996, expired June 2, 1997. Original rule filed Nov. 25, 1996, effective May 30, 1997. Moved to 20 CSR 1140-30.050, effective Aug. 28, 2006. *Original authority: 443.847, RSMo 1994, amended 1995; 443.869(7), RSMo 1994, amended 1995; and 443.887, RSMo 1994, amended 1995. FINANCIAL INSTITUTIONS AND PROFESSIONAL REGISTRATION Division 1140—Division of Finance FINANCIAL INSTITUTIONS AND PROFESSIONAL REGISTRATION Division 1140—Division of Finance FINANCIAL INSTITUTIONS AND PROFESSIONAL REGISTRATION Division 1140—Division of Finance FINANCIAL INSTITUTIONS AND PROFESSIONAL REGISTRATION Division 1140—Division of Finance FINANCIAL INSTITUTIONS AND PROFESSIONAL REGISTRATION Division 1140—Division of Finance FINANCIAL INSTITUTIONS AND PROFESSIONAL REGISTRATION Division 1140—Division of Finance FINANCIAL INSTITUTIONS AND PROFESSIONAL REGISTRATIONDivision of Finance
PURPOSE: This rule declares requirements for annual reports by mortgage brokers.
(1) Filing Requirements. By March 1 of each year, each licensee must file an Annual Report of Mortgage Brokerage Activity on a form provided by the commissioner. If any category(ies) requested has nothing to report, then the proper response is “none.”
- (A) The Annual Report of Brokerage Activity shall include the names of the originators, dollar amount of the loans and with whom the licensee had mortgage brokerage agreements including any specific loan programs and any aggregate dollar limits. Each licensee which reports any default or foreclosure shall also furnish the name of the lender who originated the loan.
- (B) Licensees which file a Home Mortgage Disclosure Act (HMDA) report may file a copy thereof in lieu of the report described herein.
- (2) Verification. An affidavit, attesting to truthfulness, must accompany each Annual Report of Brokerage Activity and Annual Servicing Report. This verification must be signed by the owner of a sole proprietorship, by all partners of a partnership, all directors of a corporation, or by all members of an association.
AUTHORITY: sections 443.847, 443.869(7) and 443.887, RSMo Supp. 1996.* This rule originally filed as 4 CSR 140-30.050. Emergency rule filed Nov. 25, 1996, effective Dec. 5, 1996, expired June 2, 1997. Original rule filed Nov. 25, 1996, effective May 30, 1997. Moved to 20 CSR 1140-30.050, effective Aug. 28, 2006. *Original authority: 443.847, RSMo 1994, amended 1995; 443.869(7), RSMo 1994, amended 1995; and 443.887, RSMo 1994, amended 1995. FINANCIAL INSTITUTIONS AND PROFESSIONAL REGISTRATION Division 1140—Division of Finance FINANCIAL INSTITUTIONS AND PROFESSIONAL REGISTRATION Division 1140—Division of Finance FINANCIAL INSTITUTIONS AND PROFESSIONAL REGISTRATION Division 1140—Division of Finance FINANCIAL INSTITUTIONS AND PROFESSIONAL REGISTRATION Division 1140—Division of Finance FINANCIAL INSTITUTIONS AND PROFESSIONAL REGISTRATION Division 1140—Division of Finance FINANCIAL INSTITUTIONS AND PROFESSIONAL REGISTRATION Division 1140—Division of Finance FINANCIAL INSTITUTIONS AND PROFESSIONAL REGISTRATION