PURPOSE: This rule prescribes the circumstances under which certain transactions in securities of reporting companies are exempted from the registration requirements of the Missouri Securities Act of 2003.
- (1) The exemption specified in section 409.2-202(4) of the Missouri Securities Act of 2003 shall be available only when the reports filed under Section 13 of the Securities Exchange Act of 1934 have been on file for a period of not less than ninety (90) days prior to the transaction. AUTHORITY: sections 409.2-202(4) and 409.6-605, RSMo Supp. 2003.* Original rule filed Jan. 14, 1987, effective June 11, 1987. Emergency amendment filed Aug. 19, 2003, effective Sept. 12, 2003, expired March 9, 2004. Amended: Filed Aug. 27, 2003, effective Feb. 29, 2004.
*Original authority: 409.2-202, RSMo 2003; 409.6-605, RSMo 2003.