Mo. Code Regs. Ann. tit. 15, § 30-54.170
Preeffective Offer Exemption
Effective Nov 25, 1974sections 409.402(b)(12) and 409.413(a), RSMo 1986.* Original rule filed July 21, 1972, effective Aug. 1, 1972. Amended: Filed March 21, 1974, effective April 1, 1974. Amended: Filed Nov. 15, 1974, effective Nov. 25, 1974. *Original authority: 409.402(b)(12), RSMo 1967, amended 1977, 1978, 1986 and 409.413(a), RSMo 1967Secretary of State
PURPOSE: This rule prescribes policies applicable to the availability of transactional exemptions to offers of securities as to which registration statements have been filed under both the Securities Act of 1933 and Chapter 409, RSMo.
- (1) The exemption specified in section 409.402(b)(12) of the Missouri Uniform Securities Act (the Act) shall not be available to any offer made after the later of either effectiveness of registration under the Act or effectiveness of the registration statement filed under the Securities Act of 1933.
AUTHORITY: sections 409.402(b)(12) and 409.413(a), RSMo 1986.* Original rule filed July 21, 1972, effective Aug. 1, 1972. Amended: Filed March 21, 1974, effective April 1, 1974. Amended: Filed Nov. 15, 1974, effective Nov. 25, 1974. *Original authority: 409.402(b)(12), RSMo 1967, amended 1977, 1978, 1986 and 409.413(a), RSMo 1967.