Mo. Code Regs. Ann. tit. 15, § 30-54.040
Federal Savings and Loan Association or State Building and Loan or Similar Association Securities
Effective Nov 25, 1974sections 409.402(a)(4) and 409.413(a), RSMo 1986.* Original rule filed July 21, 1972, effective Aug. 1, 1972. Amended: Filed March 21, 1974, effective April 1, 1974. Amended: Filed Nov. 15, 1974, effective Nov. 25, 1974Secretary of State
PURPOSE: This rule prescribes policies and procedures applicable to filings for the exemption of securities of federal savings and loan associations and state building and loan or similar associations.
- (1) Any request filed with respect to the availability of the exemption specified in section 409.402(a)(4) of the Missouri Uniform Securities Act (the Act) shall be accompanied by documentation establishing that the issuer or guarantor has the requisite status.
- (2) A building and loan or similar association, for the purposes of the exemption specified in section 409.402(a)(4) of the Act, means an association subject to Chapter 369, RSMo (Savings and Loan Associations).
AUTHORITY: sections 409.402(a)(4) and 409.413(a), RSMo 1986.* Original rule filed July 21, 1972, effective Aug. 1, 1972. Amended: Filed March 21, 1974, effective April 1, 1974. Amended: Filed Nov. 15, 1974, effective Nov. 25, 1974.
*Original authority: 409.402(a)(4), RSMo 1967, amended 1977, 1978, 1986 and 409.413(a), RSMo 1967.