Mo. Code Regs. Ann. tit. 15, § 30-52.030
Standards
Effective Nov 25, 1974sections 409.306 and 409.413(a), RSMo (1986).* Original rule filed June 25, 1968, effective Aug. 1, 1968. Amended: Filed May 21, 1969, effective Aug. 1, 1969. Amended: Filed July 21, 1972, effective Aug. 1, 1972. Amended: Filed Nov. 15, 1974, effective Nov. 25, 1974. *Original authority: 409.306, RSMo (1967), amended 1977; and 409.413, RSMo (1967)Secretary of State
PURPOSE: This rule prescribes standards generally for the registration of securities.
- (1) Any application for the registration of securities which does not meet the policies prescribed in 15 CSR 30-52.030—15 CSR 30-52.220 may be subject to a finding that denial, suspension or revocation of registration is necessary or appropriate in the public interest or for the protection of investors and consistent with the policy and provisions of the Act (sections 409.306 and 409.413(a) and 409.413(b)). The policies prescribed in 15 CSR 30-52.030—15 CSR 30-52.220 are not exclusive of other grounds specified in section 409.306(a) of the Act for denying, suspending or revoking a registration.
AUTHORITY: sections 409.306 and 409.413(a), RSMo (1986).* Original rule filed June 25, 1968, effective Aug. 1, 1968. Amended: Filed May 21, 1969, effective Aug. 1, 1969. Amended: Filed July 21, 1972, effective Aug. 1, 1972. Amended: Filed Nov. 15, 1974, effective Nov. 25, 1974. *Original authority: 409.306, RSMo (1967), amended 1977; and 409.413, RSMo (1967).