PURPOSE: This rule sets forth the requirements for disclosure of management for a Class D license.

CODEOFSTATE REGULATIONS

1. (1) An applicant for a Class D license must disclose each of the following for the development, ownership and operation of the proposed pari-mutuel horse racing facility:

   1. (A) A description of the applicant’s management plan including:

      1. 1. A budget;
      2. 2. Identification of management person

nel by function;

1. 3. Job descriptions for each position;
2. 4. Qualifications for each position; and
3. 5. A copy of the organizational chart;

4. (B) Management personnel to the extent known including the following information for each person:

   1. 1. Legal name, including any alias(es) or

previous names;

1. 2. Current residence and business

addresses and telephone numbers;

1. 3. Qualifications and experience in the

following areas:

1. A. General business;
2. B. Real estate development;
3. C. Construction;
4. D. Marketing promotion and adver-

tising;

1. E. Financing and accounting;
2. F. Horse racing;
3. G. Pari-mutuel betting;
4. H. Security; and
5. I. Human and animal health and

safety; and

1. 4. A description of the terms and condi-

tions of employment including a copy of any agreements;

1. (C) The following information, to the extent known, must be provided for each consultant or other contractor who has provided or will provide management-related services to the applicant:

   1. 1. Full name including any alias(es) or

previous names;

1. 2. Current residence and business

addresses and telephone numbers;

1. 3. The nature of the services provided or

to be provided;

1. 4. The qualifications and experience of the

consultant or contractor; and 5, Description of the terms and conditions of any agreement including a copy of the agreement;

1. (D) Memberships of the applicant, management personnel and consultants in horse racing organizations;

2. (E) Description of the applicant’s security plan including:

   1. 1. Number and development of security

personnel used by the applicant during the race meeting, security staff levels and deployment at other times;

1. 2. Specific security plans for perimeter,

stabling facilities, pari-mutuel betting facilities, purses and cash room;

(11/88) .Roy.D.fyt

1. 3. Specific plans to discover persons at the

horse racing facility who have been convicted of any felony, had a horse racing license suspended, revoked or denied by the commission or by any horse racing authority of another jurisdiction or are a threat to the integrity of horse racing in Missouri;

1. 4. Description of video-monitoring equip

ment and its use;

1. 5. Whether the applicant will be a member

of the Thoroughbred Racing Cup Protective Bureau, the United States Trotting Association or the American Quarterhorse Association or other security organizations; and

1. 6. Coordination of security with law

enforcement agencies in the area;

1. (F) Description of the applicant’s plans for human and animal health and safety, including emergencies;
2. (G) Description of the applicant’s marketing, promotion and advertising plans;
3. (H) Description of the applicant’s plans for concessions, including whether the licensee will operate concessions, and if not, who will;
4. (I) A description of training of the apphcant’s personnel; and

5. (J) A description of plans for compliance with the following:

   1. 1. The laws pertaining to discrimination,

\ equal employment and affirmative action;

1. 2. Policies regarding recruitment use and

advancement of minorities;

1. 3. Policies with respect to minority con-

tracting;

1. 4. A copy of Equal Employment Oppor-

tunity Statement and Policy of the applicant dated and signed by the chief executive officer;

1. 5. A copy of any Affirmative Action Policy

Procedures dated and signed by the chief executive officer; and

1. 6. Identification of the Affirmative Action

officer including his/her name, title, address and telephone number.

Auth: section 313.580, RSMo (1986).

-, Emergency rule filed June 5, 1986, effect& June 15, 1986, expired Oct. 13, 1986. Original rule filed June 12, 1986, effective Oct. 27, 1986.