PURPOSE: This rule sets forth the requirements for the Small Operators’ Assistance Program pursuant to 444.530 and 444.810, RSMo.

1. (1) Definition. Qualified laboratory means a designated public agency, private firm, institution or analytical laboratory that can provide the required determination of probable hydrologic consequences or statement of results of test borings or core samplings or other services as specified in section (5) of this rule under the Small Operators’ Assistance Program and which meets the standards of section (6) of this rule.

2. (2) Eligibility for Assistance. An applicant is eligible for assistance if s/he—

   1. (A) Intends to apply for a permit pursuant to the law;

   2. (B) Establishes that his/her probable total attributed annual production from all locations on which the operator is issued the surface coal mining and reclamation permit, will not exceed three hundred thousand (300,000) tons. Production from the following operations shall be attributed to the applicant:

      1. 1. The pro rata share, based upon per-

centage of ownership of applicant, of coal produced by operations in which the applicant owns more than a ten percent (10%) interest;

1. 2. The pro rata share, based upon per-

centage of ownership of applicant, of coal produced in other operations by persons who own more than ten percent (10%) of the applicant’s operation;

1. 3. All coal produced by operations

owned by persons who, directly or indirectly, control the applicant by reason of direction of the management; and

1. 4. All coal produced by operations

owned by members of the applicant’s family and the applicant’s relatives, unless it is established that there is no direct or indirect business relationship between or among them;

1. (C) Is not restricted in any manner from receiving a permit under the permanent regulatory program; and
2. (D) Does not organize or reorganize his/her company solely for the purpose of obtaining assistance under the Small Operators’ Assistance Program.

1. (3) Filing for Assistance. Each application for assistance shall include the following information:

   1. (A) A statement of the operator’s intent to file a permit application;

   2. (B) The names and addresses of—

      1. 1. The permit applicant; and
      2. 2. The operator, if different from the

applicant;

1. (C) A schedule of the estimated total production of coal from the proposed permit area and all other locations from which production is attributed to the applicant under section (3). The schedule shall include for each location:

   1. 1. The operator or company name under

which coal is or will be mined;

1. 2. The permit number and Mine Safety

and Health Administration (MSHA) number;

1. 3. The actual coal production during the

year preceding the year for which the applicant applies for assistance and production that may be attributed to the applicant under section (3); and

1. 4. The estimated coal production and

any production which may be attributed to the applicant for each year of the proposed permit;

1. (D) A description of—

   1. 1. The proposed method of coal mining;
   2. 2. The anticipated starting and termina-

tion dates of mining operations;

1. 3. The number of acres of land to be

affected by the proposed mining operation; and

1. 4. A general statement on the probable

depth and thickness of the coal resource including a statement of reserves in the permit area and the method by which they were calculated;

1. (E) A United States Geological Survey topographic map at a scale of 1:24,000 or larger, or other topographic map of equivalent detail which clearly shows—

   1. 1. The area of land to be affected;
   2. 2. The location of any existing or pro-

posed test borings; and

1. 3. The location and extent of known

workings of any underground mines; and

1. (F) Copies of documents which show that—

   1. 1. The applicant has a legal right to

enter and commence mining within the permit area; and

1. 2. A legal right of entry has been

obtained for the director or commission and laboratory personnel to inspect the lands to be mined and adjacent areas to collect environmental data or to install necessary instruments.

1. (4) Application Approval and Notice.

   1. (A) If the director or commission finds the applicant eligible, s/he shall inform the applicant in writing that the application is approved.
   2. (B) If the director or commission finds the applicant ineligible, s/he shall inform the applicant in writing that the application is denied and shall state the reasons for denial.

2. (5) Program Services and Data Requirements.

   1. (A) To the extent possible with available funds, the director or commission shall select and pay a qualified laboratory to make the determination and statement and provide other services referenced in subsection (5)(B) of this rule for eligible operators who request assistance.

   2. (B) The director or commission shall determine the data needed for each applicant or group of applicants. Data collected and the results provided to the director or commission shall be sufficient to satisfy the requirements for—

      1. 1. The determination of the probable

hydrologic consequences of the surface mining and reclamation operations in the proposed permit area and adjacent areas including the engineering analysis and designs necessary for the determination in accordance with 10 CSR 40-6.050(9)(C) and any other applicable provisions of this chapter;

1. 2. The drilling and statement of the

results of test borings or core samplings for the proposed permit area in accordance with 10 CSR 40-6.040(5) and 10 CSR 40-6.110(5), and any other applicable provisions of this chapter;

1. 3. The development of cross-section

maps and plans required by 10 CSR 40- 6.040(15);

1. 4. The collection of archaeological and

historic information and related plans required by 10 CSR 40-6.040(3)(B) and 10 CSR 40-6.050(14) and any other archaeological and historic information required by the regulatory authority;

1. 5. Pre-blast surveys required by 10 CSR

40-6.050(4); and

1. 6. The collection of site-specific

resources information, the production of protection and enhancement plans for fish and wildlife habitats required by 10 CSR 40- 6.050(7) and information and plans for any other environmental values required by the regulatory authority under the Act.

1. (C) Data collection and analysis may proceed concurrently with the development of mining and reclamation plans by the operator.
2. (D) Data collected under this program shall be made publicly available in accordance with 10 CSR 40-6.070(6). The director or commission shall develop procedures for interstate coordination and exchange of data.

1. (6) Qualified Laboratories.

   1. (A) Basic Qualifications. To be designated a qualified laboratory, a firm shall demonstrate that it—

      1. 1. Is staffed with experienced, profes-

sional or technical personnel in the fields applicable to the work to be performed;

1. 2. Has adequate space for material

preparation and cleaning and sterilizing equipment and has stationary equipment, storage and space to accommodate workloads during peak periods;

1. 3. Meets applicable federal or state safe-

ty and health requirements;

1. 4. Has analytical, monitoring and mea-

suring equipment capable of meeting applicable standards;

1. 5. Has the capability of collecting nec-

essary field samples and making hydrologic field measurements and analytical laboratory determinations by acceptable hydrologic, geologic or analytical methods in accordance with the requirements of 10 CSR 40- 6.040(5), 10 CSR 40-6.110(5) and 10 CSR 40-6.120(5), and any other applicable provisions of this chapter. Other appropriate methods or guidelines for data acquisition may be approved by the director; and

1. 6. Has the capability of performing ser-

vices for either the determination or statement referenced in subsection (5)(B).

1. (B) Subcontractors. Subcontractors may be used to provide some of the required services, provided their use is identified at the time a determination is made that a firm is qualified and they meet requirements specified by the director or commission.

1. (8) Assistance Funding.

   1. (A) Use of Funds. Funds specifically authorized for this program shall be used to provide the services specified in subsection

2. (5) and shall not be used to cover administrative expenses.

   1. (B) Allocation of Funds. The director or commission shall establish a formula for allocating funds to provide services for eligible small operators if available funds are less than those required to provide the services pursuant to this rule.

3. (9) Applicant Liability.

   1. (A) A coal operator who has received assistance pursuant to section (5) of this rule, shall reimburse the director or commission for the cost of the services rendered if—

      1. 1. The applicant submits false informa-

tion, fails to submit a permit application within one (1) year from the date of receipt of the approved laboratory report or fails to mine after obtaining a permit;

1. 2. The director or commission finds that

the operator’s actual and attributed annual production of coal for all locations exceeds three hundred thousand (300,000) tons during the twelve (12) months immediately following the date on which the operator is issued the surface coal mining and reclamation permit; or

1. 3. The permit is sold, transferred or

assigned to another person and the transferee’s total actual and attributed production exceeds the three hundred thousand (300,000)-ton annual production limit during the twelve (12) months immediately following the date on which the permit was originally issued. Under this section, the applicant and its successor are jointly and severally obligated to reimburse the director or commission.

1. (B) The director or commission may waive the reimbursement obligation if s/he finds that the applicant at all times acted in good faith.

AUTHORITY: section 444.530, RSMo Supp. 1999.* Original rule filed Oct. 12, 1979, effective Feb. 11, 1980. Amended: Filed Aug. 13, 1982, effective Nov. 11, 1982. Rescinded and readopted: Filed Aug. 4, 1987, effective Nov. 23, 1987. Amended: Filed Sept. 15, 1994, effective April 30, 1995. Amended: Filed March 21, 2000, effective Oct. 30, 2000. *Original authority: 444.530, RSMo 1971, amended 1983, 1990, 1993, 1995.