PURPOSE: This rule sets forth the requirements for protection of the hydrologic balance pursuant to sections 444.810, 444.855.2(10), and 444.860, RSMo.

PUBLISHER’S NOTE: The secretary of state has determined that the publication of the entire text of the material which is incorporated by reference as a portion of this rule would be unduly cumbersome or expensive. This material as incorporated by reference in this rule shall be maintained by the agency at its headquarters and shall be made available to the public for inspection and copying at no more than the actual cost of reproduction. This note applies only to the reference material. The entire text of the rule is printed here.

1. (1) General Requirements.

   1. (A) Underground mining activities shall be planned and conducted to minimize changes to the prevailing hydrologic balance in both Surface Coal Mining and Related Activities

the mine plan and adjacent areas in order to prevent long-term adverse changes in that balance that could result from those activities.

1. (B) Mining activities shall be conducted to prevent material damage to the hydrologic balance outside the permit area.
2. (C) Changes in water quality and quantity, in the depth to groundwater and in the location of surface water drainage channels shall be minimized so that the approved postmining land use of the permit area is not adversely affected.
3. (D) In no case shall federal and state water quality statutes, regulations, standards, or effluent limitations be violated.

4. (E) Operations shall be conducted to minimize water pollution and, where necessary, treatment methods shall be used to control water pollution.

   1. 1. Each person who conducts under-

ground mining activities shall emphasize mining and reclamation practices that prevent or minimize water pollution. Changes in flow shall be used in preference to the use of water treatment facilities.

1. 2. Acceptable practices to control and

minimize water pollution include, but are not limited to:

1. A. Stabilizing disturbed areas through

land shaping;

1. B. Diverting runoff;
2. C. Achieving quickly germinating and

growing stands of temporary vegetation;

1. D. Regulating channel velocity of

water;

1. E. Lining drainage channels with rock

or vegetation;

1. F. Mulching;
2. G. Selectively placing and sealing

acidand toxic-forming materials;

1. H. Designing mines to prevent gravi-

ty drainage of acid waters;

1. I. Sealing;
2. J. Controlling subsidence; and
3. K. Preventing acid-mine drainage.
4. 3. If the practices listed in paragraph

(1)(D)2. of this rule are not adequate to meet the requirements of this rule, the person who conducts underground mining activities shall operate and maintain the necessary water treatment facilities for as long as treatment is required under this rule.

1. (2) Water Quality Standards and Effluent Limitations.

   1. (A) General Limitations.

      1. 1. All surface drainage from the dis-

turbed area, including disturbed areas that have been graded, seeded, or planted, shall be passed through a siltation structures, a series of siltation structures or a treatment facility before leaving the permit area. Any discharge of water from underground workings to surface waters which does not meet the effluent limitations of this section shall also be passed through a siltation structures, a series of siltation structures or a treatment facility before leaving the permit area.

1. 2. Siltation structures and treatment

facilities for surface drainage from the disturbed area shall be maintained until the disturbed area has been restored and the vegetation requirements of 10 CSR 40-3.270 are met and the quality of the untreated drainage from the disturbed area meets the applicable state and federal water quality standards requirements for the receiving stream. Siltation structures and treatment facilities for discharges from underground workings shall be maintained until either the discharge continuously meets the effluent limitations of this section without treatment or until the discharge has permanently ceased.

1. 3. Exemptions may be granted in the

permit and plan from these requirements only when—

1. A. The person who conducts the

underground mining activities demonstrates that siltation structures and treatment facilities are not necessary for the drainage to be exempted to meet the effluent limitations of this section or the applicable state and federal water quality requirements for downstream receiving waters; and

1. B. The person who conducts the

underground mining demonstrates that, for drainage from—

1. (I) Areas affected by surface opera-

tions and facilities, the disturbed surface drainage area within the total disturbed surface area is small and there is no mixture of surface drainage with a discharge from underground workings; or

1. (II) Underground mine workings,

there is no mixture of that drainage with drainage from surface areas.

1. 4. Disturbed area. For the purposes of

this section only, disturbed area shall not include those areas affected by surface operations in which only diversion ditches, siltation structures or roads are installed in accordance with this rule and the upstream area is not otherwise disturbed by the person who conducts the underground mining activities.

1. 5. Siltation structures required by this

section shall be constructed in accordance with section (6) of this rule, in appropriate locations, before beginning any underground mining activities in the affected drainage area.

1. 6. Where the siltation structures or

series of siltation structures are used so as to result in the mixing of drainage from the dis- 10 CSR 40-3

turbed areas with drainage from other areas not disturbed by current surface coal mining and reclamation operations, the permittee shall achieve the effluent limitations listed for all of the mixed drainage when it leaves the permit area.

1. (B) Discharges of water from areas disturbed by underground mining activities shall be made in compliance with all applicable state and federal water quality laws and regulations and with the effluent limitations for coal mining promulgated by the Missouri Clean Water Commission set forth in 10 CSR 20-7.015 and promulgated by the federal government set forth in the Federal Water Pollution Control Act, P.L. 92-500, 92nd Congress.

2. (C) Adequate facilities shall be installed, operated, and maintained to treat any water discharged from the disturbed area or discharged from the underground mine, so that it complies with all federal and state laws and regulations and the limitations of this section. If the pH of water to be discharged from the disturbed area or mine is less than 6.0, an automatic lime feeder or other automatic neutralization process approved in the permit and plan shall be installed, operated, and maintained. The permit and plan may authorize the use of a manual system if it finds that—

   1. 1. Flow is infrequent and presents small

and infrequent treatment requirements to meet applicable standards which do not require use of an automatic neutralization process; and

1. 2. Timely and consistent treatment is

ensured.

1. (3) Diversions and Conveyance of Overland Flow Shallow Groundwater Flow and Ephemeral Streams. Overland flow, including flow through litter and shallow groundwater flow from undisturbed areas and flow in ephemeral streams may be diverted away from disturbed areas by means of temporary or permanent diversions, if required or approved in the permit and plan as necessary to minimize erosion, to reduce volume of water to be treated, and to prevent or remove water from contact with acidand toxic-forming materials. The following requirements shall be met for all diversions and all collection drains that are used to transport waters into water treatment facilities and all diversions of overland and shallow groundwater flow and ephemeral streams:

   1. (A) Temporary diversions shall be constructed to pass safely the peak runoff from a precipitation event with a two- (2-) year recurrence interval or a larger event as specified in the permit and plan;
   2. (B) To protect fills and property and to avoid danger to public health and safety, permanent diversions shall be constructed to pass safely the peak runoff from a precipitation event with a ten- (10-) year recurrence interval or a larger event as specified in the permit and plan. Permanent diversions shall be constructed with gently sloping banks that are stabilized by vegetation. Asphalt, concrete, or other similar linings shall be used only when approved in the permit and plan to prevent seepage or to provide stability;
   3. (C) To the extent possible using the best technology currently available diversions shall be designed, constructed, and maintained in a manner which prevents additional contributions of suspended solids to stream flow and to runoff outside the permit area. Appropriate sediment control measures for these diversions may include, but not be limited to, maintenance of appropriate gradients, channel lining, revegetation, roughness structures, and detention basins;
   4. (D) No diversion shall be located so as to increase the potential for landslides and no diversion shall be constructed on existing slides unless approved in the permit and plan;
   5. (E) When no longer needed, each temporary diversion shall be removed and the affected land regraded, topsoiled, and revegetated in accordance with 10 CSR 40- 3.190(4) and (5), 10 CSR 40-3.260, and 10 CSR 40-3.270;

   6. (F) Diversion design shall incorporate the following:

      1. 1. Channel linings shall be designed

using standard engineering practices to safely pass the design velocities. Riprap shall comply with the requirements of 10 CSR 40- 3.220(2)(B)4., except for sand and gravel;

1. 2. Freeboard shall be no less than 0.3

feet. Protection shall be provided for transition of flows and for critical areas such as swales and curves. Where the area protected is a critical area as determined in the permit and plan, the design freeboard may be increased;

1. 3. Energy dissipators shall be installed,

when necessary, at discharge points, where diversions intersect with natural streams and exit velocity of the diversion ditch flow is greater than that of the receiving stream;

1. 4. Excess excavated material not neces-

sary for diversion channel geometry or regrading of the channel shall be disposed of in accordance with 10 CSR 40-3.220; and

1. 5. Topsoil removed from the diversion

excavations shall be handled in accordance with 10 CSR 40-3.190;

1. (G) Diversions shall not be constructed or operated to divert water into underground mines without the approval under section (14); and
2. (H) All diversions shall be designed to minimize adverse impacts to the hydrologic balance within the permit and adjacent areas, to prevent material damage outside the permit area and to assure the safety of the public.

1. (4) Stream Channel Diversions.

   1. (A) Flow from perennial and intermittent streams within the permit area may be diverted if the diversions—

      1. 1. Are approved in the permit and plan

if the requirements in subsection (16)(A) are found;

1. 2. Comply with other requirements of

this chapter and 10 CSR 40-4; and

1. 3. Comply with local, state, and federal

statutes and regulations.

1. (B) When streamflow is allowed to be diverted, the stream channel diversion shall be designed, constructed, and removed in accordance with the following:

   1. 1. The longitudinal profile of the stream,

the channel, and the floodplain shall be designed and constructed to remain stable and to prevent, to the extent possible using the best technology currently available, additional contributions of suspended solids to stream flow or to runoff outside the permit area. These contributions shall not be in excess of requirements of state or federal law. Erosion control structures such as channellining structures, retention basins, and artificial channel roughness structures shall be used in diversions only when approved in the permit and plan as being necessary to control erosion. These structures shall be approved for permanent diversions only where they are stable and will require infrequent maintenance;

1. 2. The combination of channel, bank,

and floodplain configurations shall be adequate to pass safely the peak runoff of a ten- (10-) year, twenty-four- (24-) hour precipitation event for temporary diversions, a one hundred- (100-) year, twenty-four- (24-) hour precipitation event for permanent diversions or larger events as specified in the permit and plan. However, the capacity of the channel itself should be at least equal to the capacity of the unmodified stream channel immediately upstream and downstream of the diversion; and

1. 3. The design and construction of all

stream channel diversions of perennial and intermittent streams shall be certified by a qualified registered professional engineer as meeting the performance standards of this rule and any design criteria set by the director.

1. (C) When no longer needed to achieve the purpose for which they are authorized, all temporary stream channel diversions shall be removed and the affected land regraded and revegetated in accordance with 10 CSR 40- 3.190(4) and (5), 10 CSR 40-3.260, and 10 CSR 40-3.270. At the time diversions are removed, downstream water treatment facilities previously protected by the diversion shall be modified or removed to prevent overtopping or failure of the facilities. This requirement shall not relieve the person who conducts the underground mining activities from maintenance of a water treatment facility otherwise required under this rule or the permit.

2. (D) When permanent diversions are constructed or stream channels restored after temporary diversions, the operator shall—

   1. 1. Restore, enhance where practicable,

or maintain natural riparian vegetation on the banks of the stream;

1. 2. Establish or restore the stream to its

natural meandering shape of an environmentally acceptable gradient as determined in the permit and plan; and

1. 3. Establish or restore the stream to a

longitudinal profile and cross-section, including aquatic habitats (usually a pattern of riffles, pools, and drops rather than uniform depth) that approximate premining stream channel characteristics.

1. (5) Sediment Control Measures.

   1. (A) Appropriate sediment control measures shall be designed, constructed, and maintained using the best technology currently available to—

      1. 1. Prevent, to the extent possible, addi-

tional contributions of sediment to stream flow or to runoff outside the permit area;

1. 2. Meet the more stringent or applicable

state or federal effluent limitations; and

1. 3. Minimize erosion to the extent possi-

ble.

1. (B) Sediment control measures include practices carried out within and adjacent to the disturbed area. The sedimentation storage capacity of practices in and downstream from the disturbed areas shall reflect the degree to which successful mining and reclamation techniques are applied to reduce erosion and control sediment. Sediment control measures consist of the utilization of proper mining and reclamation methods and sediment control practices, singly or in combination. Sediment control methods include, but are not limited to:

   1. 1. Disturbing the smallest practicable

area at any one (1) time during the mining operation through progressive backfilling, Surface Coal Mining and Related Activities

grading, and prompt revegetation as required in 10 CSR 40-3.270(1)(B);

1. 2. Stabilizing the backfilled material to

promote a reduction of the rate and volume of runoff in accordance with the requirements of 10 CSR 40-3.260(1);

1. 3. Retaining sediment within disturbed

areas;

1. 4. Diverting runoff away from disturbed

areas;

1. 5. Diverting runoff using protected

channels or pipes through disturbed areas so as not to cause additional erosion;

1. 6. Using straw dikes, riprap, check

dams, mulches, vegetative sediment filters, dugout ponds, and other measures that reduce overland flow velocity, reduce runoff volume, or trap sediment;

1. 7. Treating with chemicals; and
2. 8. Treating mine drainage in under-

ground sumps.

1. (6) Siltation Structures.

   1. (A) General Requirements. Siltation structures shall be used individually or in series and shall—

      1. 1. Be constructed before any disturbance

of the undisturbed area to be drained into the structure and prior to any discharge of water to surface waters from underground mine workings;

1. 2. Be located as near as possible to the

disturbed area and out of perennial streams, unless approved in the permit and plan; and

1. 3. Meet all criteria of this section.
2. (B) Sediment Storage Volume. Siltation structures shall provide adequate sediment storage volume.
3. (C) Detention Time. Siltation structures shall provide the required theoretical detention time for the water inflow or runoff entering the pond from a ten- (10-) year, twentyfour- (24-) hour precipitation event (design event), plus the average inflow from the underground mine.
4. (D) Dewatering. The water storage resulting from inflow shall be removed by a nonclogging dewatering device that has been designed, constructed and maintained in accordance with subsection (6)(C) of this rule or a conduit spillway approved in the permit and plan. The dewatering device shall not be located at a lower elevation than the maximum elevation of the sedimentation storage volume.
5. (E) Each person who conducts underground mining activities shall design, construct, and maintain siltation structures to prevent short-circuiting to the extent possible.
6. (F) The design, construction, and maintenance of siltation structures or other sediment control measures in accordance with this section shall not relieve the person from compliance with applicable effluent limitations as contained in 10 CSR 40-3.040(2).
7. (G) There shall be no outflow through the emergency spillway during the passage of the runoff resulting from the ten- (10-) year, twenty-four- (24-) hour precipitation events and lesser events through the siltation structures, regardless of the volume of water and sediment present from the underground mine during the runoff.
8. (H) Siltation structures shall be designed, constructed, and maintained to provide periodic sediment removal sufficient to maintain adequate volume for the design event.
9. (I) An appropriate combination of principal and emergency spillways shall be provided to discharge safely the runoff from a twenty-five- (25-) year, twenty-four- (24-) hour precipitation event or larger event required in the permit and plan, plus any inflow from the underground mine. The elevation of the crest of the emergency spillway shall be a minimum of one foot (1') above the crest of the principal spillway. Emergency spillway grades and allowable velocities shall be approved in the permit and plan.
10. (J) The minimum elevation of the top of the settled embankment shall be one foot (1') above the water surface in the reservoir with the emergency spillway flowing at design depth. For embankments subject to settlement, this one-foot (1') minimum elevation requirement shall apply at all times, including the period after settlement.
11. (K) The constructed height of the dam shall be increased a minimum of five percent (5%) over the design height to allow for settlement, unless it has been demonstrated in the permit and plan that the material used and the design will ensure against all settlement.

12. (L) The minimum top width of the embankment shall not be less than the quotient of

    H + 35

where, H in feet=the height of the embankment as measured from the upstream toe of the embankment.

1. (M) The combined upstream and downstream side slopes of the settled embankment shall not be less than 1v:5h, with neither slope steeper than 1v:2h. Slopes shall be designed to be stable in all cases, even if flatter side slopes are required.
2. (N) The embankment foundation area shall be cleared of all organic matter, all surfaces sloped to no steeper than 1v:1h and the entire foundation surface scarified. 10 CSR 40-3
3. (O) The fill material shall be free of sod, large roots, other large vegetative matter, and frozen soil and in no case shall coal processing waste be used.
4. (P) The placing and spreading of fill material shall be started at the lowest point of the foundation. The fill shall be brought up in horizontal layers of a thickness required to facilitate compaction and meet the design requirements of this section. Compaction shall be conducted as specified in the permit and plan.

5. (Q) If a siltation structure has an embankment that is more than twenty feet (20') in height, as measured from the upstream toe of the embankment to the crest of the open channel emergency spillway, unless the emergency spillway is a pipe, where it is measured to the lowest point in the top of the embankment or has both an embankment that is five feet (5') or more in height, as measured from the upstream toe of the embankment to the crest of the open channel emergency spillway and a storage volume of twenty (20) acre-feet or more above the upstream toe of the embankment, the following additional requirements shall be met:

   1. 1. An appropriate combination of prin-

cipal and emergency spillways shall be provided to safely discharge the runoff resulting from a one hundred- (100-) year, twentyfour- (24-) hour precipitation event or a larger event specified in the permit and plan, plus any inflow from the underground mine;

1. 2. The embankment shall be designed

and constructed with an acceptable static safety factor of at least one and five-tenths (1.5), or a higher safety factor as designated in the permit and plan to ensure stability;

1. 3. Appropriate barriers shall be provid-

ed to control seepage along conduits that extend through the embankments; and

1. 4. The criteria of the Mine Safety and

Health Administration (MSHA) as published in 30 CFR 77.216 shall be met.

1. (R) Each structure shall be designed and inspected during construction under the supervision of and certified after construction by a registered professional engineer.
2. (S) The entire embankment, including the surrounding areas disturbed by construction, shall be stabilized with respect to erosion by a vegetative cover or other means immediately after the embankment is completed. The active upstream face of the embankment where water is being impounded may be riprapped or otherwise stabilized. Areas in which the vegetation is not successful or where rills and gullies develop shall be repaired and revegetated in accordance with 10 CSR 40-3.260(4).
3. (T) Impoundments meeting the Class B or C criteria for dams in the U.S. Department of Agriculture, Soil Conservation Service (now renamed as the Natural Resource Conservation Service) Technical Release No. 60 (210-VI, TR-60, July 2005), entitled “Earth Dams and Reservoirs,” hereafter in these rules referred to as TR-60, or the size or other criteria of 30 CFR 77.216 must be examined in accordance with 30 CFR 77.216-3. The technical release referred to as TR-60 is incorporated by reference and published by the USDA, NRCS, Office of the Chief, 1400 Independence Ave., SW, Room 5105-A, Washington, DC 20250. This rule does not incorporate any later amendments or additions to this incorporated material. Impoundments which do not meet the above criteria shall be examined at least quarterly by a qualified person designated by the operator for the appearance of structural weakness and other hazardous conditions.
4. (U) Siltation structure shall not be removed until removal is authorized and until the disturbed area has been restored and the vegetation requirements of 10 CSR 40-3.270 are met and the drainage entering the structure has met the applicable state and federal water quality requirements for the receiving stream. In no case shall the structure be removed sooner than two (2) years after the last augmented seeding. When the siltation structure is removed, the affected land shall be regraded and revegetated in accordance with 10 CSR 40-3.260 and 10 CSR 40-3.270, unless the structure has been approved in the permit and plan for retention as being compatible with the approved postmining land use under 10 CSR 40-3.300. If retention is approved in the permit and plan, the siltation structure shall meet all the requirements for permanent impoundments of sections (10) and (16) of this rule.

1. (7) Other Treatment Facilities.

   1. (A) Other treatment facilities shall be designed to treat the ten- (10-) year, twentyfour- (24-) hour precipitation event unless a lesser design event is approved by the director based on terrain, climate, other site-specific conditions, and a demonstration by the operator that the effluent limitations of section (2) will be met.
   2. (B) Other treatment facilities shall be designed in accordance with the applicable requirements of section (6) of this rule.
2. (8) Discharge Structures. Discharge from siltation structures, permanent impoundments, coal processing waste dams, and embankments and diversions shall be controlled by energy dissipators, riprap channels, and other devices, where necessary, to reduce erosion, to prevent deepening or enlargement of stream channels and to minimize disturbance of the hydrologic balance. Discharge structures shall be designed according to standard engineering design procedures.

3. (9) Acidand Toxic-Forming Materials. Drainage from acidand toxic-forming underground development waste and spoil, if any, into ground and surface water shall be avoided by—

   1. (A) Identifying, burying and treating, where necessary, waste and spoil which may be detrimental to vegetation or may adversely affect water quality, if not treated or buried;
   2. (B) Preventing water from coming into contact with acidand toxic-forming materials in accordance with section 10 CSR 40- 3.260(3) and other measures required in the permit and plan; and
   3. (C) Burying or otherwise treating all acidor toxic-forming underground development waste and spoil within thirty (30) days after they are first exposed on the mine site or within a lesser period required in the permit and plan. Temporary storage of these materials may be approved in the permit and plan upon a finding that burial or treatment within thirty (30) days is not feasible and will not result in any material risk of water pollution or other environmental damage. Storage shall be limited to the period until burial or treatment first becomes feasible. Acidand toxicforming underground development waste and spoil to be stored shall be placed on impermeable material and protected from erosion and contact with surface water.

4. (10) Permanent and Temporary Impound - ments.

   1. (A) Impoundments meeting the criteria of 30 CFR 77.216(a) shall comply with the requirements of 30 CFR 77.216 and this section. The plan required to be submitted to the district manager of the MSHA under 30 CFR 77.216 shall also be submitted to the regulatory authority as part of the permit application. Furthermore, impoundments meeting the Class B or C criteria for dams in TR-60 shall comply with the “Minimum Emergency Spillway Hydrologic Criteria” table in TR-60 and the requirements of this section.

   2. (B) Permanent impoundments are prohibited, unless authorized in the permit and plan, upon the basis of the following demonstration:

      1. 1. The quality of the impounded water

shall be suitable, on a permanent basis, for its intended use and discharge of water from the impoundment shall not degrade the quality of receiving waters to less than the water quality standards established pursuant to applicable state and federal laws;

1. 2. The level of water shall be sufficient-

ly stable to support the intended use;

1. 3. Adequate safety and access to the

impounded water shall be provided for proposed water users;

1. 4. Water impoundments will not result

in the diminution of the quality or quantity of water used by adjacent, or surrounding landowners for agricultural, industrial, recreational, or domestic uses;

1. 5. The design, construction and mainte-

nance of structures shall achieve the minimum design requirements applicable to structures constructed and maintained under the Watershed Protection and Flood Prevention Act, P. L. 83-566 (16 U.S.C. 1006). Requirements for impoundments that meet the size or other criteria of the MSHA, 30 CFR 77.216(a) are contained in United States Natural Resources Conservation Service Technical Release No. 60, Earth Dams and Reservoirs, July 2005 as published by the USDA, NRCS, Office of the Chief, 1400 Independence Ave., SW, Room 5105-A, Washington, DC 20250. The TR-60 (July 2005) requirement does not include any later amendments or additions. Requirements for impoundments that do not meet the size or other criteria contained in 30 CFR 77.216(a) are contained in United States Natural Resources Conservation Service, Conservation Practice Standards, POND, No. CODE 378, January 2004, published by Missouri NRCS State Office, Parkade Center, Suite 250, 601 Business Loop 70 West, Columbia, MO 65203-2546. The practice standards do not include any later amendments or additions. The technical release and practice standards are incorporated by reference;

1. 6. The size of the impoundment is ade-

quate for its intended purposes; and

1. 7. The impoundment will be suitable for

the approved postmining land use.

1. (C) Temporary impoundments of water in which the water is impounded in a dam shall meet the requirements of subsections (6)(E)—

1. (U) of this rule.

   1. (D) Excavations that will impound water during or after the mining operation shall have perimeter slopes that are stable and shall not be steeper than 1v:2h. Where surface runoff enters the impoundment area, the side slope shall be protected against erosion.
   2. (E) Slope protection shall be provided to minimize surface erosion at the site and protect against sudden drawdown. Sediment control measures shall be required, where necessary, to reduce the sediment leaving the site.
   3. (F) All embankments of temporary and Surface Coal Mining and Related Activities

permanent impoundments and the surrounding areas and diversion ditches disturbed or created by construction shall be graded, fertilized, seeded, and mulched to comply with the requirements of 10 CSR 40-3.270 immediately after the embankment is completed, provided that the active upstream face of the embankment where water will be impounded may be riprapped or otherwise stabilized. Areas in which the vegetation is not successful or where rills and gullies develop shall be repaired and revegetated to comply with the requirements of 10 CSR 40-3.260(4) and 10 CSR 40-3.270.

1. (G) All dams and embankments shall be routinely inspected by a qualified registered professional engineer or by someone under the supervision of a qualified registered professional engineer. The professional engineer or specialist shall be experienced in the construction of impoundments. Inspections shall be made regularly during construction, upon completion of construction and at least yearly until removal of the structure or release of the performance bond.
2. (H) All dams and embankments shall be routinely maintained during the mining operations. Vegetative growth shall be cut where necessary to facilitate inspection and repairs. Ditches and spillways shall be cleaned. Any combustible materials present on the surface, other than material such as mulch or dry vegetation used for surface stability, shall be removed and all other appropriate maintenance procedures followed.

3. (I) All dams and embankments shall be certified by a qualified registered professional engineer during construction, immediately after construction, and annually after that, as having been constructed maintained to comply with the requirements of 10 CSR 40. All coal processing waste dams and embankments covered by 10 CSR 40-3.230(9)–(11) shall be certified by a qualified registered professional engineer. Certification reports shall be provided certifying that the impoundment has been constructed and maintained as designed and in accordance with the approved plan and this chapter, shall include a discussion on any appearance of instability, structural weakness, or other hazardous condition and shall include statements on:

   1. 1. Existing and required monitoring pro-

cedures and instrumentation;

1. 2. The design depth and elevation of any

impounded waters at the time of the initial certification report or the average and maximum depths and elevations of any impounded waters over the past year for the annual certification reports;

1. 3. Existing storage capacity of the dam

or embankment;

1. 4. Any fires occurring in the construc-

tion material up to the date of the initial certification or over the past year for the annual certification reports; and

1. 5. Any other aspects of the dam or

embankment affecting stability, including structural weakness, erosion, and other hazardous conditions.

1. (J) Plans for any enlargement, reduction in size, reconstruction, or other modification of dams or impoundments shall be submitted to the director and shall comply with the requirements of this section. Except where a modification is required to eliminate an emergency condition constituting a hazard to public health, safety, or the environment, the plans will be approved before modification begins.
2. (K) If any examination or inspection discloses that a potential hazard exists, the person who examined the impoundment shall promptly inform the director of the finding and of the emergency procedures formulated for public protection and remedial action. If adequate procedures cannot be formulated or implemented, the director shall be notified immediately. The director shall then notify the appropriate agencies that other emergency procedures are required to protect the public.

3. (L) Stability.

   1. 1. An impoundment meeting the Class B

or C criteria for dams in TR-60, or the size or other criteria of 30 CFR 77.216(a) shall have a minimum static safety factor of 1.5 for a normal pool with steady state seepage saturation conditions, and a seismic safety factor of at least 1.2.

1. 2. Impoundments not included in para-

graph 10 CSR 40-3.200(10)(L)1. of this section, except for a coal mine waste impounding structure, shall have a minimum static safety factor of 1.3 for a normal pool with steady state seepage saturation conditions or meet the requirements of United States Natural Resources Conservation Service, Conservation Practice Standard, POND, No. CODE 378, December 1998, and be less than twenty feet (20') in height.

1. (M) Freeboard. Impoundments shall have adequate freeboard to resist overtopping by waves and by sudden increases in storage volume. Impoundments meeting the Class B or C criteria for dams in TR-60 shall comply with the freeboard hydrograph criteria in the “Minimum Emergency Spillway Hydrologic Criteria” table in TR-60.

2. (N) Foundation.

   1. 1. Foundations and abutments for an

impounding structure shall be stable during all phases of construction and operation and shall be designed based on adequate and 10 CSR 40-3

accurate information on the foundation conditions. For an impoundment meeting the Class B or C criteria for dams in TR-60, or the size or other criteria of 30 CFR 77.216(a), foundation investigation, as well as any necessary laboratory testing of foundation material, shall be performed to determine the design requirements for foundation stability.

1. 2. All vegetative and organic materials

shall be removed and foundations excavated and prepared to resist failure. Cutoff trenches shall be installed if necessary to ensure stability.

1. (O) Spillways. An impoundment shall have either a combination of principal and emergency spillways, a single spillway configured as specified in 10 CSR 40-3.200(10)(O)1. of this section, or no spillways as specified in 10 CSR 40-3.200(10)(O)3. of this section. The impoundment shall be designed and constructed to safely pass or contain the applicable design precipitation event specified in 10 CSR 40-3.200(10)(O)2. or 3. of this section.

   1. 1. A single open-channel spillway can

be utilized if it is—

1. A. Of nonerodible construction and

designed to carry sustained flows; or

1. B. Earthor grass-lined and designed

to carry short-term, infrequent flows at nonerosive velocities where sustained flows are not expected.

1. 2. Except as specified in 10 CSR 40-

3.200(10)(O)3. of this section, the required design precipitation event for an impoundment meeting the spillway requirements of 10 CSR 40-3.200(10)(O) of this section is—

1. A. For an impoundment meeting the

Class B or C criteria for dams in TR-60, the emergency spillway hydrograph criteria in the “Minimum Emergency Spillway Hydrologic Criteria” table in TR-60;

1. B. For an impoundment meeting or

exceeding the size or other criteria of 30 CFR 77.216(a), a one hundred- (100-) year twenty-four- (24-) hour event; or

1. C. For an impoundment not included

in 10 CSR 40-3.200(10)(O)2.A. and B. of this section, as specified in Table 3 of the United States Natural Resources Conservation Service, Conservation Practice Standard, POND, No. CODE 378, December 1998.

1. 3. A temporary impoundment that relies

solely on storage capacity to control the runoff from the design precipitation event may be utilized with no spillway when it is demonstrated by the operator and certified by a qualified registered professional engineer that the impoundment will safely contain the design precipitation event, and that the stored water will be safely removed in accordance with current, prudent, engineering practices. Such an impoundment must be located where failure would not be expected to cause loss of life or serious property damage.

1. A. Impoundments meeting the Class

B or C criteria for dams in TR-60, or the size or other criteria of 30 CFR 77.216(a) shall be designed to safely contain the runoff of the probable maximum precipitation (PMP) of a six- (6-) hour event.

1. B. Impoundments not included in sub-

paragraph 10 CSR 40-3.200(10)(O)3.A. of this section shall be designed to control the precipitation of the one hundred- (100-) year twenty-four- (24-) hour event.

1. (11) Underground Mine Entry and Access Discharges.

   1. (A) Surface entries and accesses to underground workings, including adits and slopes, shall be located, designed, constructed, and utilized to prevent or control gravity discharge of water from the mine.

   2. (B) Gravity discharge of water from an underground mine, other than a drift mine subject to subsection (11)(C), may be allowed in the permit and plan if it is demonstrated that—

      1. 1. The discharge, without treatment, sat-

isfies the water effluent limitations of section (2) of this rule and all applicable state and federal water quality standards and that discharge will result in changes in the prevailing hydrologic balance that are minimal and approved postmining land uses will not be adversely affected; or

1. 2. The discharge is conveyed to a treat-

ment facility in the permit area in accordance with subsection (2)(A) of this rule, all water from the underground mine discharged from the treatment facility meets the effluent limitations of section (2) of this rule and all other applicable state and federal statutes and regulations and consistent maintenance of the treatment facility will occur throughout the anticipated period of gravity discharge.

1. (C) Notwithstanding anything to the contrary in subsections (11)(A) and (B), for a drift mine first used after the implementation of the regulatory program and located in acidor iron-producing coal seams, surface entries and accesses shall be located in a manner so as to prevent any gravity discharge from the mine.

1. (12) Surface Water and Groundwater Monitoring.

   1. (A) Groundwater.

      1. 1. Groundwater levels, infiltration rates,

subsurface flow and storage characteristics and the quality of groundwater shall be monitored in a manner approved in the permit and plan to determine the effects of underground mining activities on the recharge capacity of reclaimed lands and on the quantity and quality of water in groundwater systems in the mine plan and adjacent areas.

1. A. Groundwater monitoring data shall

be submitted every three (3) months to the director or more frequently as prescribed by the director. Monitoring reports shall include analytical results from each sample taken during the reporting period. When the analysis of any groundwater sample indicates noncompliance with the permit conditions, the operator shall promptly notify the director and take remedial measures provided for in 10 CSR 40-6.070(14) and 10 CSR 40- 6.120(5).

1. B. Groundwater monitoring shall pro-

ceed through mining and continue during reclamation until bond release. Consistent with the procedures of 10 CSR 40-6.090, the director may modify the monitoring requirements, including the parameters covered and the sampling frequency, if the operator demonstrates, using the monitoring data obtained under this paragraph, that:

1. (I) The operation has minimized

disturbance to the hydrologic balance in the permit and adjacent areas and prevented material damage to the hydrologic balance outside the permit area; water quantity and quality are suitable to support approved postmining land uses; and the water rights of other users have been protected or replaced; or

1. (II) Monitoring is no longer neces-

sary to achieve the purposes set forth in the monitoring plan approved under 10 CSR 40- 6.120(5)(C).

1. 2. When underground mining activities

may affect groundwater systems which serve as aquifers which significantly ensure the hydrologic balance of water use either on or off the mine plan area, ground levels and groundwater quality shall be periodically monitored. Monitoring shall include measurements from a sufficient number of wells and mineralogical and chemical analyses of aquifer, overburden, and spoil that are adequate to reflect changes in groundwater quantity and quality resulting from those activities. Monitoring shall be adequate to plan for modification of the underground mining activities if necessary to minimize disturbance of the prevailing hydrologic balance.

1. 3. As specified in the permit and plan,

the person who conducts the underground mining activities shall conduct additional hydrologic tests, including drilling, infiltration tests and aquifer tests and the results shall be submitted to the director to demonstrate compliance with sections (11) and (12) of this rule.

1. (B) Surface Water.

   1. 1. Surface water monitoring shall be

conducted in accordance with the monitoring program submitted under 10 CSR 40- 6.120(5)(C)3. and approved in the permit and plan. The permit and plan shall set forth the nature of data, frequency of collection, and reporting requirements.

1. A. Monitoring shall be adequate to

measure accurately and record water quantity and quality of discharges from the permit area;

1. B. In all cases in which analytical

results of the sample collections indicate noncompliance with a permit condition or applicable standard has occurred, result in the person who conducts underground mining activities notifying the director within five (5) days. Where a National Pollutant Discharge Elimination System (NPDES) permit effluent limitation noncompliance has occurred, the person who conducts the underground mining activities shall forward the analytic results concurrently with the written notice of noncompliance; and

1. C. Monitoring shall result in quarter-

ly reports to the director to include analytical results from each sample taken during the quarter. Any sample results which indicate a permit violation will be reported immediately to the director provided for in 10 CSR 40- 6.050(9) and 10 CSR 40-6.120(5). In those cases where the discharge for which water monitoring reports are required is also subject to regulation by an NPDES permit issued under the Clean Water Act of 1977 (30 U.S.C. sections 1251–1378) and where the permit includes provisions for equivalent reporting requirements and requires filing of the water monitoring reports within ninety (90) days or less of sample collection, the following alternative procedure shall be used. The person who conducts the underground mining activities shall submit to the director on the same time schedule as required by the NPDES permit, or within ninety (90) days following sample collection, whichever is earlier, either—

1. (I) A copy of the completed reporting

form filed to meet the NPDES permit requirement; or

1. (II) A letter identifying the state or

federal government official with whom the reporting form was filed to meet the NPDES permit requirements and the date of filing.

1. 2. Surface water flow and quality,

including discharges to surface waters from the permit area and receiving waters shall continue to be monitored after both the cessation of use of underground mine workings and after surface disturbed areas have been regraded and stabilized according to this chapter. Data from this monitoring may be Surface Coal Mining and Related Activities

used to demonstrate that the quality and quantity of runoff without treatment is consistent with the requirement of this chapter to minimize disturbance to the prevailing hydrologic balance and to attain the approved postmining land use. These data may also provide a basis for approval by the commission or director for removal of water quality or flow control systems.

1. 3. Equipment, structures, and other

devices necessary to measure and sample accurately the quality and quantity of surface water discharges from the surface disturbed area and from underground mine workings shall be properly installed, maintained, and operated and shall be removed when no longer required.

1. (13) Transfer of Wells.

   1. (A) An exploratory or monitoring well may only be transferred by the person who conducts underground mining activities for further use as a water well with the prior approval of the commission or director. That person and the surface owner of the lands where the well is located shall jointly submit a written request to the director for that approval.

   2. (B) Upon an approved transfer of a well, the transferee shall—

      1. 1. Assume primary liability for damages

to persons or property from the well;

1. 2. Plug the well when necessary, but in

no case later than abandonment of the well; and

1. 3. Assume primary responsibility for

compliance with 10 CSR 40-3.180 and those of the Wellhead Protection Section, Division of Geology and Land Survey, at 10 CSR 23, Chapter 3 with respect to the well.

1. (C) Upon an approved transfer of a well, the transferor shall be secondarily liable for the transferee’s obligations under subsection (13)(B), until release of the bond or other equivalent guarantee required by 10 CSR 40- 7 for the area in which the well is located.

1. (14) Water Rights and Replacement. Any person who conducts underground mining activities shall replace the water supply of an owner of interest in real property who obtains all or part of his/her supply of water for domestic, agricultural, industrial, or other legitimate use from an underground or surface source, where the water supply has been affected by contamination, diminution, or interruption proximately resulting from the underground mining activities.

2. (15) Discharge of Water Into an Underground Mine. Water from the surface or from an underground mine shall not be diverted or discharged into other underground mine workings, unless allowed by section 577.155, RSMo, and the person who conducts the underground mining activities demonstrates in the permit and plan application that the discharge will—

   1. (A) Abate water pollution or otherwise eliminate public hazards resulting from underground mining activities;
   2. (B) Be discharged as a controlled flow;
   3. (C) Meet the effluent limitations of section

3. (2) of this rule for pH and total suspended solids except that the pH and total suspended solids limitations may be exceeded, if approved in the permit and plan and the discharge is limited to—

   1. 1. Coal processing waste;
   2. 2. Underground mine development

waste;

1. 3. Fly ash from a coal-fired facility;
2. 4. Sludge from an acid-mine drainage

treatment facility;

1. 5. Flue gas desulfurization sludge; or
2. 6. Inert materials used for stabilizing

underground mines;

1. (D) Continue as a controlled and identifiable flow and is ultimately treated by an existing treatment facility;
2. (E) From underground mines to surface waters, not cause, result in, or contribute to a violation of applicable surface water quality standards or effluent limitations;
3. (F) Minimize disturbance to the hydrologic balance; and
4. (G) Meet with the approval of the MSHA.

1. (16) Postmining Rehabilitation of Siltation Structures, Diversions, Im poundments, and Treatment Facilities. Before abandoning the permit area, the person who conducts the underground mining activities shall renovate all permanent siltation structures, diversions, impoundments, and treatment facilities to meet criteria specified in the detailed design plan for the permanent structures and impoundments.

2. (17) Stream Buffer Zones.

   1. (A) No land within one hundred feet (100') of a perennial stream or an intermittent stream shall be disturbed by underground mining activities, unless the director specifically authorizes underground mining activities closer to, or through, the stream. The director may authorize mining activities only upon finding that—

      1. 1. Underground mining activities will

not cause or contribute suspended solids in stream flow or runoff outside the permit area in excess of the requirements established by the Missouri Clean Water Commission, 10 CSR 40-3

Department of Natural Resources, set forth in 10 CSR 20-7.015;

1. 2. Underground mining activities will

not adversely affect the water quantity and quality or other environmental resources of the stream; and

1. 3. It will comply with section (4) if there

will be a temporary or permanent stream channel diversion.

1. (B) The area not to be disturbed shall be designated as a buffer zone, and the operator shall mark it as specified in 10 CSR 40- 3.170(6).

AUTHORITY: section 444.810, RSMo 2000.* Original rule filed Aug. 8, 1980, effective Dec. 11, 1980. Amended: Filed Feb. 9, 1981, effective July 11, 1981. Amended: Filed April 2, 1986, effective July 26, 1986. Amended: Filed April 1, 1988, effective July 1, 1988. Amended: Filed Sept. 15, 1988, effective Jan. 15, 1989. Amended: Filed July 3, 1990, effective Nov. 30, 1990. Amended: Filed May 15, 1992, effective Jan. 15, 1993. Amended: Filed March 21, 2000, effective Oct. 30, 2000. Amended: Filed Dec. 17, 2012, effective July 30, 2013. *Original authority: 444.810, RSMo 1979, amended 1983, 1993, 1995.