Mo. Code Regs. Ann. tit. 10, § 40-3.140
PURPOSE: This rule sets forth road and other transportation requirements pursuant to section 444.810, RSMo.
PUBLISHER’S NOTE: The publication of the full text of the material that the adopting agency has incorporated by reference in this rule would be unduly cumbersome or expensive. Therefore, the full text of that material will be made available to any interested person at both the Office of the Secretary of State and the office of the adopting agency, pursuant to section 536.031.4, RSMo. Such material will be provided at the cost established by state law.
(1) Roads—Class I—General.
(7) of this rule unless—
part of the approved postmining land use or as being necessary to adequately control erosion;
assured; and
to section (4) of this rule.
(D) Class I Roads General Design.
struction of Class I and II roads shall be certified by a qualified registered professional engineer in accordance with sections (2)–(7) of this rule. Construction or reconstruction of Class I roads must be certified in a report to 10 CSR 40-3
the director. The report shall indicate that the Class I road has been constructed or reconstructed as designed and in accordance with the approved plan.
demand for mobility and travel efficiency based on geometric criteria both horizontal and vertical, appropriate for the anticipated volume of traffic and weight and speed of vehicles to be used.
(2) Roads—Class I—Location.
(3) Roads—Class I—Design and Construc - tion. Class I roads shall be designed and constructed or reconstructed in compliance with the following standards in order to control subsequent erosion and disturbance of the hydrological balance:
(A) Vertical Alinement. Except where lesser grades are necessary to control site-specific conditions, maximum road grades shall be as follows:
1v:10h (10%);
exceed 1v:6.5h (15%); and
hundred feet (300') of pitch grade exceeding ten percent (10%) within any consecutive one thousand feet (1000') of Class I roads, but in no case shall there be any pitch grade over fifteen percent (15%);
(C) Road Cuts.
specifically authorized in the permit and plan which shall not authorize slopes steeper than 1v:1.5h in unconsolidated materials or 1v:0.25h in rock, except that steeper slopes may be specifically authorized in the permit and plan if geotechnical analysis demonstrates that a minimum safety factor of one and five-tenths (1.5) can be maintained.
under 10 CSR 40-3.030(2) shall be placed on all cut slopes of 1v:1.5h or flatter to aid in establishing vegetation and to minimize erosion. Topsoil depth shall be adequate to support vegetation necessary to control erosion.
shall be implemented during construction to minimize sedimentation and erosion until permanent control measures can be established;
(D) Road Embankments. Embankment sections shall be constructed in accordance with the following provisions:
shall be removed from the embankment foundation during construction to increase stability and no vegetative material or topsoil shall be placed beneath or in any Class I road embankment;
on side slopes exceeding 1v:5h (20%), the existing ground shall be plowed, stepped or; if in bedrock, keyed in a manner which increases the stability of the fill. The keyway shall be a minimum of ten feet (10') in width and shall extend a minimum of two feet (2') below the toe of the fill;
than twenty-five percent (25%) of rock larger than six inches (6") in greatest dimension shall be spread in successive uniform layers not exceeding twelve inches (12") in thickness before compaction;
ment consists of large size rock, broken stone or fragmented material that makes placing it in twelve-inch (12") layers impossible under paragraph (3)(D)3. of this rule, the embankment shall be constructed in uniform layers not exceeding in thickness the approximate average size of the rock used, but the layers shall not exceed thirty-six inches (36") in thickness. Rocks shall not be dumped in final position but shall be distributed by blading or dozing in a manner that will ensure proper placement in the embankment, so that voids, pockets and bridging will be reduced to a minimum. The final layer of the embankment shall meet the requirements of paragraph (3)(D)3. of this rule;
be completed, leveled and compacted before the succeeding layer is placed. Loads of material shall be leveled as placed and kept smooth. The successive layers shall be evenly compacted by routing the hauling and leveling equipment over the entire width of the embankment. This procedure shall be continued until no visible horizontal movement of the embankment material is apparent;
ed as necessary to ensure that the embankment is adequate to support the anticipated volume of traffic and weight and speed of vehicles to be used. In selecting the method to be used for placing embankment material, consideration shall be given in the design to factors such as the foundation, geological structure, soils, type of construction and equipment to be used. A structural and foundational analysis shall be performed to establish design standards for embankment stability appropriate to the site. Publications of the American Association of State Highway and Transportation Officers (AASHTO) including AASHTO T-99, T-180, T-191 and the modified AASHTO test or other specifications generally recognized by transportation engineers as adequate for design of highway embankments, shall be used to determine the degree of compaction required, on the basis of soil type and the anticipated volume of traffic and weight and speed of vehicles to be used and are incorporated in this rule by reference. Compaction effort shall be adequate to achieve the degree of compaction required. No lift shall be placed on a layer until the design density is achieved throughout the layer. AASHTO specifications such as T-99, T-180, the modified AASHTO test or other comparable specifications approved in the permit and plan shall be used as guidelines for the determination of the maximum dry density for granular materials;
embankment only when its moisture content is within acceptable levels to achieve design compaction;
steeper than 1v:2h, except that where the embankment material is a minimum of eighty-five percent (85%) rock, slopes shall not be steeper than 1v:1.35h if it has been demonstrated that embankment stability will result. Where rock embankments are constructed, they shall meet the requirements of paragraph (3)(D)4. of this rule;
embankments shall be one and three-tenths (1.3) or a higher factor as the permit and plan may specify;
toward the ditch line at a minimum rate of one-quarter inch (1/4") per foot of surface width or crowned at a minimum rate of width as measured from the centerline of the road;
shall be suitable for use under paragraphs (3)(D)1.–8. of this rule. The material shall be reasonably free of organic material, coal or coal blossom, frozen materials, wet or peat material, natural soils containing organic matter or any other material considered unsuitable in the permit and plan for use in embankment construction;
excavations, as defined in paragraph (3)(D)11. of this rule, shall be disposed of in accordance with 10 CSR 40-3.060(1). Acidand toxic-forming material shall be disposed of in accordance with 10 CSR 40-3.040(8), 10 CSR 40-3.080(1) and 10 CSR 40- 3.110(3);
permitted for constructing embankments for only those Class I roads constructed or reconstructed on coal processing waste banks and only if it has been demonstrated that no additional acid will leave the confines of the coal processing waste bank. In no case shall acidbearing refuse material be used outside the confines of the coal processing waste bank. Restoration of the road shall be in accordance with the requirements of 10 CSR 40- 3.110(3)–(6) and 10 CSR 40-3.120(1)–(7);
under 10 CSR 40-3.030(2) shall be placed on all embankment slopes of 1v:1.5h or flatter to aid in establishing vegetation and to minimize erosion. Topsoil material depth shall be adequate to support vegetation and to prevent erosion; and
shall be incorporated during construction to control sedimentation and minimize erosion until permanent control measures can be established; and
(4) Roads—Class I—Drainage.
(A) General.
constructed or reconstructed and maintained to have adequate drainage, using structures Surface Coal Mining and Related Activities
such as, but not limited to, ditches, cross drains and ditch relief drains. The water control system shall be designed to safely pass the peak runoff from a ten (10)-year, (24)- hour precipitation event or a greater event if required in the permit and plan.
10 CSR 40-3.040(2) and (5).
more than the width necessary for road and associated ditch construction, to serve traffic needs and for utilities.
(B) Ditches.
sides of a through-cut and on the inside shoulder of a cut-and-fill section, with ditch relief cross drains spaced according to grade. Water shall be intercepted before reaching a switchback or large fill and drained safely away in accordance with this section. Water from a fill or switchback shall be released below the fill, through conduits or in riprapped channels and shall not be discharged onto the fill. Drainage ditches shall be placed on the toe of all cut slopes formed by the construction of roads.
where rolling topography is insufficient to provide natural ditch drainage, the road grade shall be undulated to provide for free flow of water in the ditch section. Road sections may be constructed to elevate the road surface above the original ground surface to facilitate drainage.
(C) Culverts and Bridges.
1. Culvert design.
ty-five (35) square feet or less shall be designed to safely pass the ten (10)-year, twenty-four (24)-hour precipitation event without a head of water at the entrance. Culverts with an end area greater than thirtyfive (35) square feet and bridges with spans of thirty feet (30') or less, shall be designed to safely pass the twenty (20)-year, twentyfour (24)-hour precipitation event. Bridges with spans of more than thirty feet (30') shall be designed to safely pass the one hundred (100)-year, twenty-four (24)-hour precipitation event or a larger event as specified by the permit and plan.
be constructed to avoid plugging or collapse and erosion at inlets and outlets.
be installed in the drainage ditches wherever debris from the drainage ditches could impair the functions of drainage and sediment-control structures.
compacted fill to a minimum depth of one foot (1').
structed and maintained to sustain the vertical soil pressure the passive resistance of the foundation and the weight of vehicles to be used.
only shall be constructed in accordance with the following:
required under subparagraph (4)(C)2.B. or C. of this rule, culverts shall be spaced as follows. Spacing shall not exceed:
grades of zero percent to three percent (0%– 3%);
grades of three percent to six percent (3%– 6%);
grades of six percent to ten percent (6%– 10%); and
grades of ten percent (10%) or greater;
maximum in subparagraph (4)(C)2.A. of this rule shall be installed if required in the permit and plan as appropriate for the erosive properties of the soil or to accommodate flow from small intersecting drainages;
greater intervals than the maximum indicated in subparagraph (4)(C)2.A. of this rule if authorized in the permit and plan upon a finding that greater spacing will not increase erosion;
less than a thirty degree (30°) angle downgrade;
less than the peak runoff from a ten (10)-year, twenty-four (24)-hour precipitation event if the ditch will not overtop and will remain stable; and
a rock headwall or other material approved in the permit and plan as adequate protection against erosion of the headwall. The water shall be discharged below the toe of the fill through conduits or in riprapped channels and shall not be discharged onto the fill.
(D) Natural Drainage. Natural channel drainageways shall not be altered or relocated for road construction or reconstruction without prior approval in the permit and plan in accordance with 10 CSR 40-3.040(3) and (4). Alterations and relocations may be approved in the permit and plan only if—
blocked;
hydrologic balance; and
ing landowners.
(5) Roads—Class I—Surfacing.
(6) Roads—Class I—Maintenance.
(7) Roads—Class I—Restoration.
(A) Unless the retention of a Class I road is approved in the permit and plan, as suitable for the approved postmining land use, immediately after the road is no longer needed for operations, reclamation or monitoring—
traffic;
restored;
removed;
scarified;
reduced and shaped to conform the site to adjacent terrain and to meet natural drainage restoration standards;
with the natural contour;
shall be constructed to minimize erosion;
essary to prevent excessive erosion and to provide long-term stability in cut-and-fill slopes; and
topsoil in accordance with 10 CSR 40- 3.030(4)(B) and revegetated in accordance with 10 CSR 40-3.120(1)–(6).
(8) Roads—Class II—General.
(14) of this rule, unless—
part of the approved postmining land use or as being necessary to control erosion adequately;
assured; and
to section (11) of this rule.
(D) Class II Roads General Design.
struction of Class II roads shall be certified by a registered professional engineer in accordance with sections (9)–(12) of this rule. Construction or reconstruction of Class II roads must be certified in a report to the director. The report shall indicate that the Class II road has been constructed or reconstructed as designed and in accordance with the approved plan.
eration of the needs of the specific uses of the road in addition to travel efficiency. To the extent that the anticipated volume of traffic or weight or speed of vehicles to be used requires higher standards than those set forth in sections (9)–(14) of this rule, those higher standards shall be incorporated in the design, construction or reconstruction and maintenance of Class II roads.
(9) Roads—Class II—Location.
(10) Roads—Class II—Design and Construction. Class II roads shall be designed and constructed or reconstructed in compliance with the following standards in order to control subsequent erosion and disturbance of the hydrologic balance:
(A) Vertical Alinement. A continuous grade with excessive cuts or embankments shall be avoided. Changes of grade shall be made to conform as closely as possible to the existing terrain and maximum road grades shall be as follows:
1v:10h (10%);
1v:6.5h (15%), for any consecutive one thousand feet (1000'); and
cent (15%) shall not be longer than three hundred feet (300') within any consecutive one thousand feet (1000') of Class II roads;
(C) Road Cuts. Cut slopes shall not be steeper than specifically authorized in the permit and plan, which shall not authorize slopes steeper than 1v:1.5h in unconsolidated materials or 1v:0.25h in rock, except that steeper slopes may be specifically authorized in the permit and plan if geotechnical analysis demonstrates that a minimum safety factor of one and five-tenths (1.5) can be maintained.
under 10 CSR 40-3.030(2) shall be placed on all cut slopes of 1v:1.5h or flatter to aid in establishing vegetation and to minimize erosion. Topsoil depth shall be adequate to support vegetation necessary to minimize erosion.
shall be implemented during construction to minimize sedimentation and erosion until permanent control measures can be established;
(D) Road Embankments. Embankment sections shall be constructed in accordance with the following provisions:
shall be removed from the embankment foundation to increase stability and no vegetative material or topsoil shall be placed beneath or in any Class II road embankment;
placed on side slopes exceeding 1v:3h (33%), the existing ground shall be plowed, stepped or if in rock, keyed in a manner which increases the stability of the fill. The keyways shall be a minimum of ten feet (10') in width and shall begin at the toe of the fill. No material shall be placed below the toe or be allowed to slide below the toe. For slopes of less than 1v:3h (33%), the slopes shall be scarified to ensure bonding of the embankment and natural material;
than twenty-five percent (25%) of rock larger than six inches (6") in greatest dimension shall be spread in successive uniform layers not exceeding twelve inches (12") in thickness before compaction;
ment consists of large size rock, broken stone or fragmented material that makes placing in twelve-inch (12") layers impossible under paragraph (10)(D)3. of this rule, the embankment shall be constructed in uniform layers not exceeding in thickness the approximate Surface Coal Mining and Related Activities
average size of the rock used but, the layers shall not exceed thirty-six inches (36") in thickness. Rock shall not be dumped in final position, but shall be distributed by blading or dozing in a manner that will ensure proper placement in the embankment, so that voids, pockets and bridging will be reduced to a minimum. The final layer of the embankment shall meet the requirements of paragraph (10)(D)3. of this rule;
be completed, leveled and compacted before the succeeding layer is placed. Embankment material shall be leveled as placed and kept smooth. The successive layers shall be compacted evenly by routing the hauling and leveling equipment over the entire width of the embankment. This procedure shall be continued until no visible horizontal movement of the embankment material is apparent;
fied in paragraph (10)(D)5. of this rule shall be performed to the extent necessary to ensure stability;
embankment under moisture content conditions which will permit compaction and ensure proper soil cohesion;
steeper than 1v:1.5h, except that if the embankment material is a minimum of eighty-five percent (85%) rock, slopes shall not be steeper than 1v:1.35h if it has been demonstrated that embankment stability will result. Where rock embankments are constructed, they shall meet the requirements of paragraph (10)(D)4. of this rule;
embankments shall be one and three-tenths (1.3) or a higher factor as may be specified in the permit or plan;
ficiently to prevent ponding of water on the surface;
shall be suitable for use under paragraphs (10)(D)1.–8. of this rule. The material shall be reasonably free of organic material, coal or coal blossom, frozen materials, wet or peat material or natural soils containing organic matter or any other material considered unsuitable for use in embankment construction in the permit and plan;
excavations, as defined in paragraph (10)(D)11. of this rule, shall be disposed of in accordance with 10 CSR 40-3.040(8), 10 CSR 40-3.060(1), 10 CSR 40-3.080(1) and 10 CSR 40-3.110(3);
under 10 CSR 40-3.030(2) shall be placed on all embankment slopes of 1v:1.5h or flatter to aid in establishing vegetation to minimize erosion. Topsoil material depth shall be adequate to support vegetation and to minimize erosion; and
shall be incorporated during construction to control sedimentation and minimize erosion until permanent control measures can be established; and
(11) Roads—Class II—Drainage.
(A) General.
constructed or reconstructed and maintained to have adequate drainage, using structures such as ditches in wet areas, cross drains in natural drainageways, surface dips and stream crossings. The water control system shall be designed to safely pass the peak runoff from a ten (10)-year, twenty-four (24)-hour precipitation event or a greater event if required in the permit and plan.
10 CSR 40-3.040(2) and (5).
(C) Culverts and Bridges.
1. Culvert design.
ty-five (35) square feet or less shall be designed to safely pass the ten (10)-year, twenty-four (24)-hour precipitation event without a head of water at the entrance. Culverts with an end area of greater than thir- 10 CSR 40-3
ty-five (35) square feet and bridges with spans of thirty feet (30') or less, shall be designed to safely pass the twenty (20)-year, twenty-four (24)-hour precipitation event. Bridges with spans of more than thirty feet (30') shall be designed to safely pass the one hundred (100)-year, twenty-four (24)-hour precipitation event or larger event as specified in the permit and plan.
be constructed to avoid plugging or collapse and erosion at inlets and outlets.
pacted fill to minimum depth of one foot (1').
structed and maintained to sustain the vertical soil pressure, the passive resistance of the road foundation and the weight of vehicles to be used.
drainage only shall be constructed in accordance with the following:
required under subparagraph (11)(C)2.B. or C. of this rule, culverts and dips shall be spaced as follows. Spacing shall not exceed:
grades of zero percent to three percent (0%– 3%);
grades of three percent to six percent (3%– 6%);
grades of six percent to ten percent (6%– 10%); and
grades of ten percent (10%) or greater;
intervals than the maximum indicated in subparagraph (11)(C)2.A. of this rule shall be installed if required in the permit and plan as appropriate for the erosive properties of the soil or to accommodate flow from small intersecting drainages;
constructed at greater intervals than the maximum indicated in subparagraph (11)(C)2.A. of this rule if authorized in the permit and plan upon a finding that greater spacing will not increase erosion;
drainage dips shall cross the road at not less than a thirty degree (30°) angle downgrade;
less than the peak runoff from a ten (10)-year, twenty-four (24)-hour precipitation event if the ditch will not overtop and will remain stable; and
protected by a rock headwall or other material approved in the permit and plan as adequate protection against erosion of the headwall. The water shall be discharged below the toe of the fill through conduits or in riprapped channels and shall not be discharged onto the fill.
(D) Natural Drainage. Natural channel drainageways shall not be altered or relocated for road construction or reconstruction without the prior approval in the permit and plan in accordance with 10 CSR 40-3.040(3) and (4). The permit and plan may approve alterations and relocations only if—
blocked;
the hydrologic balance; and
ing landowners.
(12) Roads—Class II—Surfacing.
(13) Roads—Class II—Maintenance.
(14) Roads—Class II—Restoration.
(A) Unless the retention of a Class II road is approved in the permit and plan, as suitable for the approved postmining land use, immediately after the road is no longer needed for operations, reclamation or monitoring—
traffic;
restored;
removed;
scarified;
reduced and shaped to conform the site to adjacent terrain and to meet natural drainage restoration standards;
with the natural contour;
shall be constructed to minimize erosion;
essary to prevent excessive erosion and to provide long-term stability in cut-and-fill slopes; and
topsoil in accordance with 10 CSR 40- 3.030(4)(B) and revegetated in accordance with 10 CSR 40-3.120(1)–(6).
(15) Roads—Class III—General.
(16) Roads—Class III—Location.
(17) Roads—Class III—Design and Construction. Field design methods shall be utilized for Class III roads.
(A) Vertical Alinement. Except where lesser grades are necessary to control site-specific conditions, maximum road grades shall be as follows: Surface Coal Mining and Related Activities
1v:10h (10%);
1v:5h (20%); and
thousand (1000) consecutive feet of maximum pitch grade.
(18) Roads—Class III—Drainage.
(A) General.
of temporary culverts in flowing streams, wet areas and in ephemeral channels as necessary to protect the facility during its life and to minimize disturbance of the hydrologic balance.
10 CSR 40-3.040(2) and (5).
(19) Roads—Class III—Surface.
(20) Roads—Class III—Maintenance.
(21) Roads—Class III—Restoration. Immediately after a Class III road is no longer needed for operations, reclamation or monitoring—
(22) Other Transportation Facilities. Railroad loops, spurs, sidings, surface conveyor systems, chutes, aerial tramways or other transportation facilities shall be designed, constructed or reconstructed and maintained and the area restored, to—
(A) Prevent, to the extent possible using the best technology currently available—
environmental values; and
solids to streamflow or runoff outside the permit area. These contributions shall not be in excess of limitations of state or federal law;
tions.
(A) Support facilities required for or used incidentally to, the operation of the mine, including, but not limited to, mine buildings, coal loading facilities at or near the mine site, coal storage facilities, equipment storage facilities, fan buildings, hoist buildings, preparation plants, sheds, shops and other buildings shall be designed, constructed or reconstructed and located to prevent or control erosion and siltation, water pollution and damage to public or private property. Support facilities shall be designed, constructed or reconstructed, maintained and used in a manner which prevents to the extent possible using the best technology currently available—
environmental values; and
solids to streamflow or runoff outside the permit area. These contributions shall not be in excess of limitations of state or federal law.
AUTHORITY: sections 444.530 and 444.810 RSMo Supp. 1999.* Original rule filed Oct. 12, 1979, effective Feb. 11, 1980. Amended: Filed July 3, 1990, effective Nov. 30, 1990. Amended: Filed May 15, 1992, effective Jan. 15, 1993. Amended: Filed Sept. 15, 1994, effective April 30, 1995. Amended: Filed March 21, 2000, effective Oct.30, 2000. *Original authority: 444.530, RSMo 1971, amended 1983, 1990, 1993, 1995; 444.810, RSMo 1979, amended 1983, 1993, 1995.