- A. This rule prescribes the form and content of the prospectus, intended as of the effective date to be used in connection with the offering of securities registered by notification, or required to be filed as a part of a registration statement for registration of securities by qualification and to be used in connection with the offering of securities so registered. (Louisiana Revised Statutes of 1950, as amended, Section 51:706, Paragraph B).
Authority Note
AUTHORITY NOTE: Promulgated in accordance with R.S. 51:706(B).
Historical Note
HISTORICAL NOTE: Adopted by the Commissioner of Securities, November 9, 1971.