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Securities | Midpage
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Louisiana Administrative Code
Title 10
Part XIII
Subpart 1
Securities
State of Louisiana
1
General Requirements
3
Form and Content of Prospectus
5
Standards of Qualification
7
Private Offering Exemptions
8
Compensatory Benefit Plans
9
Oil and Gas Auction
11
Stock Exchanges
12
Dishonest or Unethical Practices
13
Investment Adviser Registration Procedure
17
Dealer and Investment Adviser Recordkeeping Requirements
19
Supervision of Salesmen and Investment Adviser Representatives