Effective Jan 1, 2007LR 32:2056 (November 2006)Promulgated in accordance with R.S.51:703(D).State of Louisiana
A. Investment adviser representatives subject to this rule shall complete the continuing education and/or recertification requirements necessary to maintain such examination or professional certification standards.
Authority Note
AUTHORITY NOTE: Promulgated in accordance with R.S.51:703(D).
Historical Note
HISTORICAL NOTE: Promulgated by the Office of the Governor, Office of Financial Institutions, LR 32:2056 (November 2006), effective January 1, 2007.