LAC 10:XIII.1101 – Stock Exchanges Exemption

A. Securities listed on the Chicago Board Options Exchange, Inc., shall be exempt from the securities registration requirements of R.S. 51:705.

Authority Note

AUTHORITY NOTE: Promulgated in accordance with R.S. 51:710(D) and 708(b).

Historical Note

HISTORICAL NOTE: Promulgated by the Department of Economic Development, Office of Financial Institutions, Commissioner of Securities, LR 18:1116 (October 1992).