Authority: IC 4-38-1-4; IC 4-38-3-1

Affected: IC 4-33-10-2.1; IC 4-38

Sec. 13. (a) As used in this rule, "interest" has the meaning set forth in IC 4-33-10-2.1(h).

(b) As used in this rule, "publicly traded corporation" has the meaning set forth in 68 IAC 5-1-1(b)(2).

(c) A sports wagering operator or applicant that is not a publicly traded corporation must file a quarterly report that sets forth those persons who hold an interest in the certificate of authority or vendor's license.

(d) The quarterly report must be filed, in the formats directed by the executive director or the executive director's designee, by the fifteenth day of the month following the close of the quarter based on the calendar quarter. The executive director may require a sports wagering operator to file the report at any other time that the executive director determines it is necessary to ensure compliance with IC 4-33-10-2.1.

(e) The report must be filed with the following persons:

1. (1) The directors of background and financial investigations for the commission.
2. (2) The Indiana election division.

(Indiana Gaming Commission; 68 IAC 27-2-13; filed Jun 25, 2021, 2:59 p.m.: 20210721-IR-068200420FRA; readopted filed Nov 13, 2025, 2:46 p.m.: 20251210-IR-068240626RFA)