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Fraud and Liabilities | Midpage
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Iowa Code
Title XII
Chapter 502
art-5
Fraud and Liabilities
502.501
General fraud
502.501A
Prohibited transactions of broker-dealers and agents
502.502
Prohibited conduct in providing investment advice
502.503
Evidentiary burden
502.504
Filing of sales and advertising literature
502.505
Misleading filings
502.506
Misrepresentations concerning registration or exemption — official endorsements prohibited
502.506A
Misstatements in publicity prohibited
502.507
Qualified immunity
502.508
Criminal penalties
502.509
Civil liability
502.510
Rescission offers
502.511
Investment advisers and investment adviser representatives — expungement of certain reported information