(1) An issuer intending to conduct an offering of securities under the Florida Invest Local Exemption, Section 517.0612, F.S., shall file at least five (5) business days before the offering commences the Notice of Transaction Under Florida Invest Local Exemption (Form OFR-FILE) electronically on the Office of Financial Regulation’s website at https://real.flofr.gov through the Regulatory Enforcement and Licensing System (REAL) System. A notice-filing shall include the following:
- (a) Notice of Transaction Under Florida Invest Local Exemption, Form OFR-FILE (08-25). A sample form is hereby incorporated by reference and available at HYPERLINK "http://www.flrules.org/Gateway/reference.asp?No=Ref-18411"http://www.flrules.org/Gateway/reference.asp?No=Ref-18411 or from the Office at https://flofr.gov/divisions-offices/division-of-securities/forms-incorporated-by-reference-to-division-of-securities-rules.
- (b) A copy of the issuer’s disclosure statement required by Section 517.0612(8), F.S.
- (c) An irrevocable written consent to service of civil process in accordance with Section 517. 101, F.S.
- (2) Amendment of the notice-filing. If there are any material changes to the Form OFR-FILE or the disclosure statement, the issuer shall amend the information by filing an amended Form OFR-FILE or disclosure statement with the Office within three (3) business days of the material change. Issuers shall amend information by filing an amended Form OFR-FILE or disclosure statement electronically with the Office through the REAL System. Failure to file amendments shall be considered a violation of Section 517.0612(10), F.S.
Rulemaking Authority 517.03(1), 517.0612(10) FS. Law Implemented 516.0612(10) FS. History–New 9-16-25.