Fla. Admin. Code Ch. 69W-500 – Exempt Transactions | Midpage

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Florida Administrative Code

Chapter 69W-500

Fla. Admin. Code Ch. 69W-500

Exempt Transactions

69W-500.001Offers and Sales Under Section 517.061(10), F.S.69W-500.005Disclosure Requirements of Section 517.061(10)(a)3., F.S 69W-500.006Commissions and Compensation Payable in Connection with an Offering Exempted Pursuant to Section 517.061(10), F.S 69W-500.007General Solicitation or General Advertising in Connection with an Offering Exempted Under Section 517.061(10), F.S 69W-500.008Unsolicited Purchase or Sale of Securities Pursuant to Section 517.061(14), F.S 69W-500.010Recognized Manuals of Securities 69W-500.012Exemption/Charitable Contributions to Pooled Income Funds 69W-500.013Exemption/Mobile Home Parks/Limited Purpose Stock Offering 69W-500.015Exemption for Offers and Sales of Securities of Foreign Issuers to Non-U.S. Persons in Offshore Transactions 69W-500.016Exemption for Issuers of Section 4(a)(2) Offerings 69W-500.018Exemption for the Offer or Sale of a Single-Share Stock Certificate as a Gift 69W-500.019Accredited Investor Exemption 69W-500.020Florida Invest Local Exemption 69W-500.021Foreign Securities Exchange or Foreign Securities Market for Purposes of Section 517.061(20), F.S.