Fla. Admin. Code R. 69V-40.002 – Adoption of Forms

(1) The forms referred to in this section below are incorporated by reference and readopted by this rule for the purposes of Rules 69V-40.001-.285, F.A.C.:
1. (a) Registry Forms:
  1. NMLS Company Form (Form MU1), Version 13.0, dated and effective February 1, 2024, available at HYPERLINK "http://www.flrules.org/Gateway/reference.asp?No=Ref-17075"www.flrules.org/Gateway/reference.asp?No=Ref-17075.
  2. NMLS Individual Form (Form MU2), Version 9, dated and effective September 12, 2016, available at HYPERLINK "http://www.flrules.org/Gateway/reference.asp?No=Ref-17076"www.flrules.org/Gateway/reference.asp?No=Ref-17076.
  3. NMLS Branch Form (Form MU3), Version 12.0, dated and effective February 1, 2024, available at HYPERLINK "http://www.flrules.org/Gateway/reference.asp?No=Ref-17077"www.flrules.org/Gateway/reference.asp?No=Ref-17077.
  4. NMLS Individual Form (Form MU4), Version 9, dated and effective September 12, 2016, available at HYPERLINK "http://www.flrules.org/Gateway/reference.asp?No=Ref-17078"www.flrules.org/Gateway/reference.asp?No=Ref-17078.
2. (b) Florida Forms:
  1. Mortgage Brokerage Deposit Account Form, Form OFR-494-09, effective March 23, 2008.
  2. Mortgage Brokerage Transaction and Lending Journal, Form OFR-494-10, effective March 23, 2008.
  3. Calculation of Aggregate Value of Mortgage Loans Serviced, Form OFR-494-11, effective March 23, 2008.
  4. Noninstitutional Investor’s Funds Account Form, Form OFR-494-12, effective March 23, 2008.
  5. Declaration of Intent to Engage Solely in Loan Processing, Form OFR-494-13, effective 04/2021, and available at HYPERLINK "http://www.flrules.org/Gateway/reference.asp?No=Ref-12864" http://www.flrules.org/Gateway/reference.asp?No=Ref-12864.
  6. Office of Financial Regulation Active Military Member/Veteran/Spouse Fee Waiver and Military Service Verification, Form OFR-MIL-001, effective 10-2024, and incorporated by reference in Rules 69V-40.0312 and 69V-40.0313, F.A.C., and available at HYPERLINK "http://www.flrules.org/Gateway/reference.asp?No=Ref-17079"http://www.flrules.org/Gateway/reference.asp?No=Ref-17079.
  7. Bona Fide Nonprofit Organization Exemption Form, Form OFR-494-15, effective 10-2024, and available at HYPERLINK "http://www.flrules.org/Gateway/reference.asp?No=Ref-17080"http://www.flrules.org/Gateway/reference.asp?No=Ref-17080.
(2) All forms adopted by this rule are available on the Office’s website at www.flofr.gov and by mail from the Office of Financial Regulation, 200 East Gaines Street, Tallahassee, Florida 32399-0376.

Rulemaking Authority 494.0011(2), 494.0016(4), 494.00312, 494.00313, 494.00321(2), 494.00322(1), 494.00331(2), 494.0036, 494.00611(2), 494.00612(1), 494.0066(2) FS. Law Implemented 494.0016, 494.00312, 494.00313, 494.00321, 494.00322, 494.00331, 494.0036, 494.00611, 494.00612, 494.0066 FS. History–New 3-23-08, Amended 12-25-08, 10-1-10, 11-30-15, 9-25-18, 4-12-21, 10-10-24.