201.1 Applicants for Registration by Notification shall file with the Commissioner two copies of an application, including a statement demonstrating the applicant's eligibility for Registration by Notification, and a registration statement meeting the requirements of § 302(b) of the Act (D.C. Official Code § 31-5603.02(b)). The application shall be signed by a duly authorized corporate official.

201.2 The prospectus referred to in § 302(c) of the Act (D.C. Official Code § 31-5603.02(c)) shall consist of the registration statement. The prospectus shall meet the formal requirements set forth in §§ 210 through 239 of these regulations.

201.3 The registration of securities under § 302 of the Act (D.C. Official Code § 31-5603.02) will be effective when so ordered by the Director.

201.4 Applicants for Registration by Notification shall pay a filing fee as provided in § 249.1.

SOURCE: Amended by Emergency Rulemaking published at 47 DCR 9910 (December 15, 2000) [EXPIRED]; as amended by Emergency Rulemaking published at 48 DCR 1987 (March 2, 2001) [EXPIRED]; as amended by Emergency and Proposed Rulemaking published at 48 DCR 3952 (May 4, 2001) [EXPIRED]; as amended by Emergency and Proposed Rulemaking published at 48 DCR 9177 (October 5, 2001) [EXPIRED]; as amended by Final Rulemaking published at 48 DCR 10879 (November 30, 2001).