D.C. Mun. Regs. tit. 26-B, ch. 2 – Registration of Securities Offerings | Midpage

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District of Columbia Municipal Regulations

Chapter 26-B2

D.C. Mun. Regs. tit. 26-B, ch. 2

Registration of Securities Offerings

District of Columbia, Office of the Secretary

26-B200General Provisions 26-B201Registration by Notification 26-B202Registration by Coordination 26-B203Registration by Coordination of Shelf Registrations Pursuant to Sec Rule 415 of the 1933 Act 26-B204Registration by Qualification 26-B205Small Corporate Offerings Registration 26-B206Undertaking Not to Split Stock 26-B207Reserved 26-B208Small Corporate Offerings Reports Filed with the Commissioner 26-B209Reserved 26-B210Prospectus 26-B211Legibility of Prospectus 26-B212Presentation of Information in Prospectus 26-B213Date of Prospectus 26-B214Exchange Offers 26-B215Preliminary Prospectus 26-B216Required Legend 26-B217Use of Prospectus 26-B218Additional Information 26-B219Guidelines 26-B220Distribution Spread 26-B221Plan of Distribution 26-B222Use of Proceeds to Issuer 26-B223Sales Otherwise Than for Cash 26-B224Capitalization and Long-term Debt 26-B225Financial Statements 26-B226Organization of Issuer 26-B227Selling Security Holders 26-B228Description of Business 26-B229Description of Property 26-B230Organization Within 3 Years 26-B231Pending Legal Proceedings 26-B232Capital Stock Being Registered 26-B233Long-term Debt Being Registered 26-B234Other Securities Being Registered 26-B235Directors and Officers 26-B236Remuneration of Directors and Officers 26-B237Principal Holders of Equity Securities 26-B238Interest of Management and Others in Certain Transactions 26-B239Options to Purchase Securities 26-B240Notice Filings for Offerings of Investment Company Securities 26-B241Notice Filing of Securities Covered Under Sections 18(b)(3) and 18(b)(4)(a)--(c) of the Securities Act of 1933 26-B242Notice Filing for Securities Covered Under Section 18(b)(4)(d) - Sec Regulation D 26-B243Notice Filing Requirement for Issuers Claiming an Exemption Under the Act 26-B244Limited Offering Exemption (Sec Rule 505)26-B245Coordinated Registration 26-B246Initial and Renewal Registration as Issuer Agent 26-B247No Action Letters and Interpretive Opinions 26-B248Reserved 26-B249Securities Registration Fees 26-B250District of Columbia-only Securities Offerings Exemption 26-B251Solicitation or Advertising Addressed to District of Columbia Residents Only 26-B252Cash and Consideration Limits 26-B253Filing Requirements 26-B254Disqualifications 26-B255Additional Requirements for Issuers 26-B256Offerings Through Internet Sites 26-B299Definitions