Link to an amendment published at 81 FR 88365, Dec. 7, 2016.
- (a) The ALJ will conduct a fair and impartial hearing, avoid delay, maintain order and assure that a record of the proceeding is made.
(b) The ALJ has the authority to -
- (1) Set and change the date, time and place of the hearing upon reasonable notice to the parties;
- (2) Continue or recess the hearing in whole or in part for a reasonable period of time;
- (3) Hold conferences to identify or simplify the issues, or to consider other matters that may aid in the expeditious disposition of the proceeding;
- (4) Administer oaths and affirmations;
- (5) Issue subpoenas requiring the attendance of witnesses at hearings and the production of documents at or in relation to hearings;
- (6) Rule on motions and other procedural matters;
- (7) Regulate the scope and timing of documentary discovery as permitted by this part;
- (8) Regulate the course of the hearing and the conduct of representatives, parties, and witnesses;
- (9) Examine witnesses;
- (10) Receive, rule on, exclude or limit evidence;
- (11) Upon motion of a party, take official notice of facts;
- (12) Upon motion of a party, decide cases, in whole or in part, by summary judgment where there is no disputed issue of material fact; and
- (13) Conduct any conference, argument or hearing in person or, upon agreement of the parties, by telephone.
(c) The ALJ does not have the authority to -
- (1) Find invalid or refuse to follow Federal statutes or regulations or secretarial delegations of authority;
- (2) Enter an order in the nature of a directed verdict;
- (3) Compel settlement negotiations;
- (4) Enjoin any act of the Secretary;
- (5) Review the exercise of discretion by the OIG to exclude an individual or entity under section 1128(b) of the Act, or determine the scope or effect of the exclusion,
- (6) Set a period of exclusion at zero, or reduce a period of exclusion to zero, in any case where the ALJ finds that an individual or entity committed an act described in section 1128(b) of the Act, or
- (7) Review the exercise of discretion by the OIG to impose a CMP, assessment or exclusion under part 1003 of this chapter.
[57 FR 3350, Jan. 29, 1992, as amended at 58 FR 5618, Jan. 22, 1993]