31 C.F.R. § 10.52

Violations subject to sanction.

Effective Oct 11, 2017Published Sep 26, 200772 FR 54551
  1. (a) A practitioner may be sanctioned under § 10.50 if the practitioner—

    1. (1) Willfully violates any of the regulations (other than § 10.33) contained in this part; or
    2. (2) Recklessly or through gross incompetence (within the meaning of § 10.51(a)(13)) violates § 10.34, § 10.35, § 10.36 or § 10.37.
  2. (b) Effective/applicability date. This section is applicable to conduct occurring on or after September 26, 2007.

[T.D. 9359, 72 FR 54551, Sept. 26, 2007]

Log InSign Up