17 C.F.R. § 302.101 – Appointment of receiver and trustee for covered broker or dealer. | Midpage
§ 302.101
17 C.F.R. § 302.101
Appointment of receiver and trustee for covered broker or dealer.
Effective Oct 30, 2020
Upon the appointment of the Corporation as receiver for a covered broker or dealer, the Corporation shall appoint SIPC to act as trustee for the covered broker or dealer.