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Closeout or Completion of Open Contractual Commitments | Midpage
Collections
Code of Federal Regulations
Title 17
Chapter II
Part 300
ECFRa3ac593f00497e5
Closeout or Completion of Open Contractual Commitments
300.300
Definitions.
300.301
Contracts to be closed out or completed.
300.302
Mechanics of closeout or completion.
300.303
Report to trustee.
300.304
Retained rights of brokers or dealers.
300.305
Excluded contracts.
300.306
Completion or closeout pursuant to SIPC direction.
300.307
Completion with cash or securities of customer.
300.400
Satisfaction of customer claims for standardized options.