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Rules Under Section 303 | Midpage
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Code of Federal Regulations
Title 17
Chapter II
Part 260
ECFR2ab364448235f74
Rules Under Section 303
260.3(4)-1
Definition of “commission from an underwriter or dealer not in excess of the usual and customary distributors' or sellers' commissions” in section 303(4), for certain transactions.
260.3(4)-2
Definition of “distribution” in section 303(4) for certain transactions.
260.3(4)-3
Definitions of “participates” and “participation” as used in section 303(4), in relation to certain transactions.