Forms for Registration of Brokers and Dealers Transacting Business on Over-the-Counter Markets
249.501Form BD, for application for registration as a broker and dealer or to amend or supplement such an application.249.501aForm BDW, notice of withdrawal from registration as broker-dealer pursuant to § 240.15b6-1, § 240.15Bc3-1, or § 240.15Cc1-1 of this chapter.249.501bForm BD-N for notice registration as a broker-dealer.249.507Form 7-M, consent to service of process by an individual nonresident broker-dealer.249.508Form 8-M, consent to service of process by a corporation which is a nonresident broker-dealer.249.509Form 9-M, consent to service of process by a partnership nonresident broker-dealer.249.510Form 10-M, consent to service of process by a nonresident general partner of a broker-dealer firm.