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Forms for Registration or Exemption of, and Notification of Action Taken by, National Securities Exchanges | Midpage
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Code of Federal Regulations
Title 17
Chapter II
Part 249
Subpart A
Forms for Registration or Exemption of, and Notification of Action Taken by, National Securities Exchanges
249.1
Form 1, for application for, and amendments to applications for, registration as a national securities exchange or exemption from registration pursuant to Section 5 of the Exchange Act.
249.10
Form 1-N for notice registration as a national securities exchange.
249.11
Form R31 for reporting covered sales and covered round turn transactions under section 31 of the Act.
249.25
Form 25, for notification of removal from listing and/or registration.
249.26
Form 26, for notification of the admission to trading of a substituted or additional class of security under Rule 12a-5 (§ 240.12a-5 of this chapter).