To comply with the condition set forth in paragraph (b)(8) of § 242.301, an alternative trading system shall make and keep current the following records:

1. (a) A record of subscribers to such alternative trading system (identifying any affiliations between the alternative trading system and subscribers to the alternative trading system, including common directors, officers, or owners);

2. (b) Daily summaries of trading in the alternative trading system including:

   1. (1) Securities for which transactions have been executed;

   2. (2) Transaction volume, expressed with respect to equity securities in:

      1. (i) Number of trades;
      2. (ii) Number of shares traded; and
      3. (iii) Total settlement value in terms of U.S. dollars; and

   3. (3) Transaction volume, expressed with respect to debt securities in:

      1. (i) Number of trades; and
      2. (ii) Total U.S. dollar value; and

3. (c) Time-sequenced records of order information in the alternative trading system, including:

   1. (1) Date and time (expressed in terms of hours, minutes, and seconds) that the order was received;
   2. (2) Identity of the security;
   3. (3) The number of shares, or principal amount of bonds, to which the order applies;
   4. (4) An identification of the order as related to a program trade or an index arbitrage trade as defined in New York Stock Exchange Rule 80A;
   5. (5) The designation of the order as a buy or sell order;
   6. (6) The designation of the order as a short sale order;
   7. (7) The designation of the order as a market order, limit order, stop order, stop limit order, or other type or order;
   8. (8) Any limit or stop price prescribed by the order;
   9. (9) The date on which the order expires and, if the time in force is less than one day, the time when the order expires;
   10. (10) The time limit during which the order is in force;
   11. (11) Any instructions to modify or cancel the order;
   12. (12) The type of account, i.e., retail, wholesale, employee, proprietary, or any other type of account designated by the alternative trading system, for which the order is submitted;
   13. (13) Date and time (expressed in terms of hours, minutes, and seconds) that the order was executed;
   14. (14) Price at which the order was executed;
   15. (15) Size of the order executed (expressed in number of shares or units or principal amount); and
   16. (16) Identity of the parties to the transaction.