Manipulative and Deceptive Devices and Contrivances | Midpage

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Code of Federal Regulations

ECFRbda83517ce4377f

Manipulative and Deceptive Devices and Contrivances

240.9j-1Prohibition against fraud, manipulation, or deception in connection with security-based swaps.240.10a-1 - 240.10a-2§§ 240.10a-1-240.10a-2 [Reserved]240.10b-1Prohibition of use of manipulative or deceptive devices or contrivances with respect to certain securities exempted from registration.240.10b-2[Reserved]240.10b-3Employment of manipulative and deceptive devices by brokers or dealers.240.10b-4[Reserved]240.10b-5Employment of manipulative and deceptive devices.240.10b5-1Trading “on the basis of” material nonpublic information in insider trading cases.240.10b5-2Duties of trust or confidence in misappropriation insider trading cases.240.10b-6 - 240.10b-8§§ 240.10b-6-240.10b-8 [Reserved]240.10b-9Prohibited representations in connection with certain offerings.240.10b-10Confirmation of transactions.240.10b-13[Reserved]240.10b-16Disclosure of credit terms in margin transactions.240.10b-17Untimely announcements of record dates.240.10b-18Purchases of certain equity securities by the issuer and others.240.10b-21Deception in connection with a seller's ability or intent to deliver securities on the date delivery is due.240.10c-1aSecurities lending transparency.