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Exemption of Certain Securities From Section 11(<span class="standard">d</span>)(1) | Midpage
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Code of Federal Regulations
Title 17
Chapter II
Part 240
Subpart A
ECFRa3b478fdd0295e8
Exemption of Certain Securities From Section 11(<span class="standard">d</span>)(1)
240.11d1-1
Exemption of certain securities from section 11(d)(1).
240.11d1-2
Exemption from section 11(d)(1) for certain investment company securities held by broker-dealers as collateral in margin accounts.
240.11d2-1
Exemption from Section 11(d)(2) for certain broker-dealers effecting transactions for customers security futures products in futures accounts.