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Security-Based Swap Dealer and Participant Definitions | Midpage
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Code of Federal Regulations
Title 17
Chapter II
Part 240
Subpart A
ECFR7f73a3146a9007c
Security-Based Swap Dealer and Participant Definitions
240.3a67-1
Definition of “major security-based swap participant.”
240.3a67-2
Categories of security-based swaps.
240.3a67-3
Definition of “substantial position.”
240.3a67-4
Definition of “hedging or mitigating commercial risk.”
240.3a67-5
Definition of “substantial counterparty exposure.”
240.3a67-6
Definition of “financial entity.”
240.3a67-7
Definition of “highly leveraged.”
240.3a67-8
Timing requirements, reevaluation period, and termination of status.
240.3a67-9
Calculation of major participant status by certain persons.
240.3a67-10
Foreign major security-based swap participants.