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Code of Federal Regulations

ECFR79287664c327341

Definitions

240.3b-1Definition of “listed”.240.3b-2Definition of “officer”.240.3b-3[Reserved]240.3b-4Definition of “foreign government,” “foreign issuer” and “foreign private issuer”.240.3b-5Non-exempt securities issued under governmental obligations.240.3b-6Liability for certain statements by issuers.240.3b-7Definition of “executive officer”.240.3b-8Definitions of “Qualified OTC Market Maker, Qualified Third Market Maker” and “Qualified Block Positioner”.240.3b-9 - 240.3b-10§§ 240.3b-9-240.3b-10 [Reserved]240.3b-11Definitions relating to limited partnership roll-up transactions for purposes of sections 6(b)(9), 14(h) and 15A(b)(12)-(13).240.3b-12Definition of OTC derivatives dealer.240.3b-13Definition of eligible OTC derivative instrument.240.3b-14Definition of cash management securities activities.240.3b-15Definition of ancillary portfolio management securities activities.240.3b-16Definitions of terms used in Section 3(a)(1) of the Act.240.3b-17[Reserved]240.3b-18Definitions of terms used in Section 3(a)(5) of the Act.240.3b-19Definition of “issuer” in section 3(a)(8) of the Act in relation to asset-backed securities.