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Registration and Exemption of Exchanges | Midpage
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Code of Federal Regulations
Title 17
Chapter II
Part 240
Subpart A
ECFR3d2df8d957efc73
Registration and Exemption of Exchanges
240.6a-1
Application for registration as a national securities exchange or exemption from registration based on limited volume.
240.6a-2
Amendments to application.
240.6a-3
Supplemental material to be filed by exchanges.
240.6a-4
Notice of registration under Section 6(g) of the Act, amendment to such notice, and supplemental materials to be filed by exchanges registered under Section 6(g) of the Act.
240.6h-1
Settlement and regulatory halt requirements for security futures products.
240.6h-2
Security future based on note, bond, debenture, or evidence of indebtedness.
240.7c2-1
[Reserved]