Suspension and Expulsion of Exchange Members | MidpageSuspension and Expulsion of Exchange Members
240.19a3-1[Reserved]240.19b-3[Reserved]240.19b-4Filings with respect to proposed rule changes by self-regulatory organizations.240.19b-5Temporary exemption from the filing requirements of Section 19(b) of the Act.240.19b-7Filings with respect to proposed rule changes submitted pursuant to Section 19(b)(7) of the Act.240.19c-1Governing certain off-board agency transactions by members of national securities exchanges.240.19c-3Governing off-board trading by members of national securities exchanges.240.19c-4Governing certain listing or authorization determinations by national securities exchanges and associations.240.19c-5Governing the multiple listing of options on national securities exchanges.240.19d-1Notices by self-regulatory organizations of final disciplinary actions, denials, bars, or limitations respecting membership, association, participation, or access to services, and summary suspensions.240.19d-2Applications for stays of disciplinary sanctions or summary suspensions by a self-regulatory organization.240.19d-3Applications for review of final disciplinary sanctions, denials of membership, participation or association, or prohibitions or limitations of access to services imposed by self-regulatory organizations.240.19d-4Notice by the Public Company Accounting Oversight Board of disapproval of registration or of disciplinary action.240.19g2-1Enforcement of compliance by national securities exchanges and registered securities associations with the Act and rules and regulations thereunder.240.19h-1Notice by a self-regulatory organization of proposed admission to or continuance in membership or participation or association with a member of any person subject to a statutory disqualification, and applications to the Commission for relief therefrom.