Registration of Government Securities Brokers and Government Securities Dealers | Midpage

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Code of Federal Regulations

ECFR60d009de2d829d9

Registration of Government Securities Brokers and Government Securities Dealers

240.15Ca1-1Notice of government securities broker-dealer activities.240.15Ca2-1Application for registration as a government securities broker or government securities dealer.240.15Ca2-2[Reserved]240.15Ca2-3Registration of successor to registered government securities broker or government securities dealer.240.15Ca2-4Registration of fiduciaries.240.15Ca2-5Consent to service of process to be furnished by non-resident government securities brokers or government securities dealers and by non-resident general partners or managing agents of government securities brokers or government securities dealers.240.15Cc1-1Withdrawal from registration of government securities brokers or government securities dealers.