Regulation 14A: Solicitation of Proxies | Midpage

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Code of Federal Regulations

ECFR41ddfe8f5e86a17

Regulation 14A: Solicitation of Proxies

240.14a-1Definitions.240.14a-2Solicitations to which § 240.14a-3 to § 240.14a-15 apply.240.14a-3Information to be furnished to security holders.240.14a-4Requirements as to proxy.240.14a-5Presentation of information in proxy statement.240.14a-6Filing requirements.240.14a-7Obligations of registrants to provide a list of, or mail soliciting material to, security holders.240.14a-8Shareholder proposals.240.14a-9False or misleading statements.240.14a-10Prohibition of certain solicitations.240.14a-12Solicitation before furnishing a proxy statement.240.14a-13Obligation of registrants in communicating with beneficial owners.240.14a-14Modified or superseded documents.240.14a-15Differential and contingent compensation in connection with roll-up transactions.240.14a-16Internet availability of proxy materials.240.14a-17Electronic shareholder forums.240.14a-18Disclosure regarding nominating shareholders and nominees submitted for inclusion in a registrant's proxy materials pursuant to applicable state or foreign law, or a registrant's governing documents.240.14a-19Solicitation of proxies in support of director nominees other than the registrant's nominees.240.14a-20Shareholder approval of executive compensation of TARP recipients.240.14a-21Shareholder approval of executive compensation, frequency of votes for approval of executive compensation and shareholder approval of golden parachute compensation.240.14a-102[Reserved]240.14a-103Notice of Exempt Solicitation. Information to be included in statements submitted by or on behalf of a person pursuant to § 240.14a-6(g).240.14a-104Notice of Exempt Preliminary Roll-up Communication. Information regarding ownership interests and any potential conflicts of interest to be included in statements submitted by or on behalf of a person pursuant to § 240.14a-2(b)(4) and § 240.14a-6(n).240.14Ad-1Report of proxy voting record.240.14b-1Obligation of registered brokers and dealers in connection with the prompt forwarding of certain communications to beneficial owners.240.14b-2Obligation of banks, associations and other entities that exercise fiduciary powers in connection with the prompt forwarding of certain communications to beneficial owners.