General Requirements | Midpage

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Code of Federal Regulations

ECFR3ba3c08ffc29ca2

General Requirements

230.401Requirements as to proper form.230.401aRequirements as to proper form.230.402Number of copies; binding; signatures.230.403Requirements as to paper, printing, language and pagination.230.404Preparation of registration statement.230.405Definitions of terms.230.406Confidential treatment of information filed with the Commission.230.408Additional information.230.409Information unknown or not reasonably available.230.410Disclaimer of control.230.411Incorporation by reference.230.412Modified or superseded documents.230.413Registration of additional securities and additional classes of securities.230.414Registration by certain successor issuers.230.415Delayed or continuous offering and sale of securities.230.416Securities to be issued as a result of stock splits, stock dividends and anti-dilution provisions and interests to be issued pursuant to certain employee benefit plans.230.417Date of financial statements.230.418Supplemental information.230.419Offerings by blank check companies.