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General Rules | Midpage
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Code of Federal Regulations
Title 17
Chapter II
Part 201
Subpart D
ECFRebb493a28b42e29
General Rules
201.100
Scope of the rules of practice.
201.101
Definitions.
201.102
Appearance and practice before the Commission.
201.103
Construction of rules.
201.104
Business hours.
201.110
Presiding officer.
201.111
Hearing officer: Authority.
201.112
Hearing officer: Disqualification and withdrawal.
201.120
Ex parte communications.
201.121
Separation of functions.
201.140
Commission orders and decisions: Signature and availability.
201.141
Orders and decisions: Service of orders instituting proceedings and other orders and decisions.
201.150
Service of papers by parties.
201.151
Filing of papers with the Commission: Procedure.
201.152
Filing of papers: Form.
201.153
Filing of papers: Signature requirement and effect.
201.154
Motions.
201.155
Default; motion to set aside default.
201.160
Time computation.
201.161
Extensions of time, postponements and adjournments.
201.180
Sanctions.
201.190
Confidential treatment of information in certain filings.
201.191
Adjudications not required to be determined on the record after notice and opportunity for hearing.
201.192
Rulemaking: Issuance, amendment and repeal of rules of general application.
201.193
Applications by barred individuals for consent to associate.
201.194
Applications by security-based swap dealers or major security-based swap participants for statutorily disqualified associated persons to effect or be involved in effecting security-based swaps.