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Rules Regarding Disgorgement and Penalty Payments | Midpage
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Code of Federal Regulations
Title 17
Chapter II
Part 201
Subpart D
ECFR59b5f5c30f55028
Rules Regarding Disgorgement and Penalty Payments
201.600
Interest on sums disgorged.
201.601
Prompt payment of disgorgement, interest and penalties.
201.610-201.614
[Reserved]
201.620
[Reserved]
201.630
Inability to pay disgorgement, interest or penalties.
201.700
Initiation of proceedings for SRO proposed rule changes and for proposed NMS plans and plan amendments.
201.701
Issuance of order.