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Duties of Swap Dealers and Major Swap Participants | Midpage
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Code of Federal Regulations
Title 17
Chapter I
Part 23
Subpart J
Duties of Swap Dealers and Major Swap Participants
23.600
Risk Management Program for swap dealers and major swap participants.
23.601
Monitoring of position limits.
23.602
Diligent supervision.
23.603
Business continuity and disaster recovery.
23.604
[Reserved]
23.605
Conflicts of interest policies and procedures.
23.606
General information: availability for disclosure and inspection.
23.607
Antitrust considerations.
23.608
Restrictions on counterparty clearing relationships.
23.609
Clearing member risk management.
23.610
Clearing member acceptance for clearing.
23.611
Delegation of authority to the Director of the Division of Clearing and Risk to establish an alternative compliance schedule to comply with clearing member acceptance for clearing.